<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/21?registers=between Wed, 18 Dec 2024 00:20:10 -0800 Wed, 18 Dec 2024 00:20:10 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/21?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09355.html https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09355.html Thu, 21 Apr 2016 00:00:00 -0700 2016-09355 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09355.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rule 4554 (Alternative Trading Systems-Recording and Reporting Requirements of Order and Execution Information for NMS Stocks) https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09207.html https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09207.html Thu, 21 Apr 2016 00:00:00 -0700 2016-09207 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09207.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Additions to Permitted Cover https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09206.html https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09206.html Thu, 21 Apr 2016 00:00:00 -0700 2016-09206 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09206.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Update and Formalize the ICC Stress Testing Framework https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09205.html https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09205.html Thu, 21 Apr 2016 00:00:00 -0700 2016-09205 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09205.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fee Schedule Applicable to the Exchange's Options Platform https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09204.html https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09204.html Thu, 21 Apr 2016 00:00:00 -0700 2016-09204 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09204.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equities Options Platform https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09203.html https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09203.html Thu, 21 Apr 2016 00:00:00 -0700 2016-09203 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09203.pdf Notice - Public Availability of the Securities and Exchange Commission's FY 2014 Service Contract Inventory https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09202.html https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09202.html Thu, 21 Apr 2016 00:00:00 -0700 2016-09202 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09202.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice Related to the Adoption of an Options Exchange Risk Control Standards Policy https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09201.html https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09201.html Thu, 21 Apr 2016 00:00:00 -0700 2016-09201 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09201.pdf