Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/21?limit=200&registers=between&mode=atom 2024-02-23T02:28:13-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09355.html Notice - Sunshine Act Meeting; Cancellation 2016-04-21T00:00:00-07:00 2016-04-21T00:00:00-07:00 2016-09355 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09355.pdf https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09207.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rule 4554 (Alternative Trading Systems-Recording and Reporting Requirements of Order and Execution Information for NMS Stocks) 2016-04-21T00:00:00-07:00 2016-04-21T00:00:00-07:00 2016-09207 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09207.pdf https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09206.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Additions to Permitted Cover 2016-04-21T00:00:00-07:00 2016-04-21T00:00:00-07:00 2016-09206 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09206.pdf https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09205.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Update and Formalize the ICC Stress Testing Framework 2016-04-21T00:00:00-07:00 2016-04-21T00:00:00-07:00 2016-09205 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09205.pdf https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09204.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fee Schedule Applicable to the Exchange's Options Platform 2016-04-21T00:00:00-07:00 2016-04-21T00:00:00-07:00 2016-09204 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09204.pdf https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09203.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equities Options Platform 2016-04-21T00:00:00-07:00 2016-04-21T00:00:00-07:00 2016-09203 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09203.pdf https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09202.html Notice - Public Availability of the Securities and Exchange Commission's FY 2014 Service Contract Inventory 2016-04-21T00:00:00-07:00 2016-04-21T00:00:00-07:00 2016-09202 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09202.pdf https://regulations.justia.com/regulations/fedreg/2016/04/21/2016-09201.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice Related to the Adoption of an Options Exchange Risk Control Standards Policy 2016-04-21T00:00:00-07:00 2016-04-21T00:00:00-07:00 2016-09201 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-21/pdf/2016-09201.pdf