<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/18?registers=between Wed, 18 Dec 2024 15:53:56 -0800 Wed, 18 Dec 2024 15:53:56 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/18?registers=between Notice - Nuveen Fund Advisors, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08826.html https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08826.html Mon, 18 Apr 2016 00:00:00 -0700 2016-08826 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08826.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Under BZX Rule 14.11(c)(4) Shares of the Following Series of Market Vectors ETF Trust: Market Vectors 6-8 Year Municipal Index ETF; Market Vectors 8-12 Year Municipal Index ETF; and Market Vectors 12-17 Year Municipal Index ETF https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08825.html https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08825.html Mon, 18 Apr 2016 00:00:00 -0700 2016-08825 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08825.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08824.html https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08824.html Mon, 18 Apr 2016 00:00:00 -0700 2016-08824 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08824.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 4702 and 4703 https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08823.html https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08823.html Mon, 18 Apr 2016 00:00:00 -0700 2016-08823 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08823.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Adopt a Rebate Program for the NYSE BondsSM https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08822.html https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08822.html Mon, 18 Apr 2016 00:00:00 -0700 2016-08822 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08822.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Under Rule 7018(a) https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08821.html https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08821.html Mon, 18 Apr 2016 00:00:00 -0700 2016-08821 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08821.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08820.html https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08820.html Mon, 18 Apr 2016 00:00:00 -0700 2016-08820 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08820.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08819.html https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08819.html Mon, 18 Apr 2016 00:00:00 -0700 2016-08819 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08819.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of RiverFront Dynamic US Dividend Advantage ETF and RiverFront Dynamic US Flex-Cap ETF under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08818.html https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08818.html Mon, 18 Apr 2016 00:00:00 -0700 2016-08818 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08818.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend the Redistribution Fee Set Forth in OPRA's Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08817.html https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08817.html Mon, 18 Apr 2016 00:00:00 -0700 2016-08817 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08817.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend the Professional Subscriber Device-Based Fees Set Forth in OPRA's Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08816.html https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08816.html Mon, 18 Apr 2016 00:00:00 -0700 2016-08816 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08816.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Certain Provisions of the OPRA's Fee Schedule https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08815.html https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08815.html Mon, 18 Apr 2016 00:00:00 -0700 2016-08815 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08815.pdf