Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/18?limit=200&registers=between&mode=atom 2024-12-17T23:00:17-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08826.html Notice - Nuveen Fund Advisors, LLC, et al.; Notice of Application 2016-04-18T00:00:00-07:00 2016-04-18T00:00:00-07:00 2016-08826 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08826.pdf https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08825.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Under BZX Rule 14.11(c)(4) Shares of the Following Series of Market Vectors ETF Trust: Market Vectors 6-8 Year Municipal Index ETF; Market Vectors 8-12 Year Municipal Index ETF; and Market Vectors 12-17 Year Municipal Index ETF 2016-04-18T00:00:00-07:00 2016-04-18T00:00:00-07:00 2016-08825 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08825.pdf https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08824.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2016-04-18T00:00:00-07:00 2016-04-18T00:00:00-07:00 2016-08824 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08824.pdf https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08823.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rules 4702 and 4703 2016-04-18T00:00:00-07:00 2016-04-18T00:00:00-07:00 2016-08823 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08823.pdf https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08822.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Adopt a Rebate Program for the NYSE BondsSM 2016-04-18T00:00:00-07:00 2016-04-18T00:00:00-07:00 2016-08822 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08822.pdf https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08821.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Under Rule 7018(a) 2016-04-18T00:00:00-07:00 2016-04-18T00:00:00-07:00 2016-08821 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08821.pdf https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08820.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing 2016-04-18T00:00:00-07:00 2016-04-18T00:00:00-07:00 2016-08820 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08820.pdf https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08819.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services 2016-04-18T00:00:00-07:00 2016-04-18T00:00:00-07:00 2016-08819 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08819.pdf https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08818.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of RiverFront Dynamic US Dividend Advantage ETF and RiverFront Dynamic US Flex-Cap ETF under NYSE Arca Equities Rule 8.600 2016-04-18T00:00:00-07:00 2016-04-18T00:00:00-07:00 2016-08818 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08818.pdf https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08817.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend the Redistribution Fee Set Forth in OPRA's Fee Schedule 2016-04-18T00:00:00-07:00 2016-04-18T00:00:00-07:00 2016-08817 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08817.pdf https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08816.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend the Professional Subscriber Device-Based Fees Set Forth in OPRA's Fee Schedule 2016-04-18T00:00:00-07:00 2016-04-18T00:00:00-07:00 2016-08816 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08816.pdf https://regulations.justia.com/regulations/fedreg/2016/04/18/2016-08815.html Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Amend Certain Provisions of the OPRA's Fee Schedule 2016-04-18T00:00:00-07:00 2016-04-18T00:00:00-07:00 2016-08815 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-18/pdf/2016-08815.pdf