Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/15?limit=200&registers=between&mode=atom 2024-11-23T06:20:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08648.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Non-Substantive Correction to Rule 11.27 2016-04-15T00:00:00-07:00 2016-04-15T00:00:00-07:00 2016-08648 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08648.pdf https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08647.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Non-Substantive Correction to Rule 11.27 2016-04-15T00:00:00-07:00 2016-04-15T00:00:00-07:00 2016-08647 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08647.pdf https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08646.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change Relating to Proposed Rule Change To Adopt FINRA Capital Acquisition Broker Rules 2016-04-15T00:00:00-07:00 2016-04-15T00:00:00-07:00 2016-08646 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08646.pdf https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08645.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 100 (Definitions) Relating to Professionals 2016-04-15T00:00:00-07:00 2016-04-15T00:00:00-07:00 2016-08645 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08645.pdf https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08644.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 2 and Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirements for the TBA Market, as Modified by Amendment Nos. 1 and 2 2016-04-15T00:00:00-07:00 2016-04-15T00:00:00-07:00 2016-08644 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08644.pdf https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08643.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7039 2016-04-15T00:00:00-07:00 2016-04-15T00:00:00-07:00 2016-08643 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08643.pdf https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08642.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Qualified Contingent Cross Rebates and Certain Floor Options Transaction Charges 2016-04-15T00:00:00-07:00 2016-04-15T00:00:00-07:00 2016-08642 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08642.pdf https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08641.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of AdvisorShares Cornerstone Small Cap ETF Under NYSE Arca Equities Rule 8.600 2016-04-15T00:00:00-07:00 2016-04-15T00:00:00-07:00 2016-08641 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08641.pdf https://regulations.justia.com/regulations/fedreg/2016/04/15/2016-08640.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule 2016-04-15T00:00:00-07:00 2016-04-15T00:00:00-07:00 2016-08640 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-15/pdf/2016-08640.pdf