Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/11?limit=200®isters=between&mode=atom2024-12-17T23:07:43-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08228.htmlNotice - Equity Market Structure Advisory Committee2016-04-11T00:00:00-07:002016-04-11T00:00:00-07:002016-08228Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08228.pdfhttps://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08186.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules of the Exchange Related to Market Makers2016-04-11T00:00:00-07:002016-04-11T00:00:00-07:002016-08186Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08186.pdfhttps://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08185.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Its Equity Options Platform2016-04-11T00:00:00-07:002016-04-11T00:00:00-07:002016-08185Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08185.pdfhttps://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08184.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Its Equity Options Platform2016-04-11T00:00:00-07:002016-04-11T00:00:00-07:002016-08184Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08184.pdfhttps://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08183.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rules 7410 (Definitions) and 7440 (Recording of Order Information)2016-04-11T00:00:00-07:002016-04-11T00:00:00-07:002016-08183Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08183.pdfhttps://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08182.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To List and Trade Shares of RiverFront Dynamic Unconstrained Income ETF and RiverFront Dynamic Core Income ETF Under NYSE Arca Equities Rule 8.6002016-04-11T00:00:00-07:002016-04-11T00:00:00-07:002016-08182Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08182.pdfhttps://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08181.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Add Fees for Reserve Market Maker Options Trading Permits2016-04-11T00:00:00-07:002016-04-11T00:00:00-07:002016-08181Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08181.pdfhttps://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08180.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.16 To Specify That Sell Short Post No Preference Orders and Sell Short PNP Blind Orders Priced At or Below the National Best Bid Will Be Rejected on Arrival During the Short Sale Period2016-04-11T00:00:00-07:002016-04-11T00:00:00-07:002016-08180Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08180.pdfhttps://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08179.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 955NY(c) by Revising the Clearing Member Requirements for Entering an Order Into the Electronic Order Capture System (“EOC”)2016-04-11T00:00:00-07:002016-04-11T00:00:00-07:002016-08179Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08179.pdfhttps://regulations.justia.com/regulations/fedreg/2016/04/11/2016-08178.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 6.67(c) by Revising the Clearing Member Requirements for Entering an Order Into the Electronic Order Capture System (“EOC”)2016-04-11T00:00:00-07:002016-04-11T00:00:00-07:002016-08178Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-04-11/pdf/2016-08178.pdf