Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/06?limit=200&registers=between&mode=atom 2024-12-17T20:50:17-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07967.html Notice - In the Matter of Go EZ Corp.; Order of Suspension of Trading 2016-04-06T00:00:00-07:00 2016-04-06T00:00:00-07:00 2016-07967 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07967.pdf https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07838.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Amending Its Rules Relating to Pre-Opening Indications and Opening Procedures To Promote Greater Efficiency and Transparency at the Open of Trading on the Exchange 2016-04-06T00:00:00-07:00 2016-04-06T00:00:00-07:00 2016-07838 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07838.pdf https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07835.html Notice - Advisors Asset Management, Inc. and AAM ETF Trust; Notice of Application 2016-04-06T00:00:00-07:00 2016-04-06T00:00:00-07:00 2016-07835 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07835.pdf https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07834.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection 2016-04-06T00:00:00-07:00 2016-04-06T00:00:00-07:00 2016-07834 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07834.pdf https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07833.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change Related to Market Wide Risk Protection 2016-04-06T00:00:00-07:00 2016-04-06T00:00:00-07:00 2016-07833 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07833.pdf https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07832.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, To List and Trade Shares of the Elkhorn S&P GSCI Dynamic Roll Commodity ETF of Elkhorn ETF Trust 2016-04-06T00:00:00-07:00 2016-04-06T00:00:00-07:00 2016-07832 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07832.pdf https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07831.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Requirements for the Collection and Transmission of Data Pursuant to Appendices B and C of the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-04-06T00:00:00-07:00 2016-04-06T00:00:00-07:00 2016-07831 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07831.pdf https://regulations.justia.com/regulations/fedreg/2016/04/06/2016-07830.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Exchange Rule 11.26 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-04-06T00:00:00-07:00 2016-04-06T00:00:00-07:00 2016-07830 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-06/pdf/2016-07830.pdf