<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/05?registers=between Tue, 17 Dec 2024 23:14:13 -0800 Tue, 17 Dec 2024 23:14:13 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/05?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07829.html https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07829.html Tue, 05 Apr 2016 00:00:00 -0700 2016-07829 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07829.pdf Notice - FactorShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07704.html https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07704.html Tue, 05 Apr 2016 00:00:00 -0700 2016-07704 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07704.pdf Notice - OHA Investment Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07689.html https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07689.html Tue, 05 Apr 2016 00:00:00 -0700 2016-07689 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07689.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Require Listed Companies to Publicly Disclose Compensation or Other Payments by Third Parties to Board of Director's Members or Nominees https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07688.html https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07688.html Tue, 05 Apr 2016 00:00:00 -0700 2016-07688 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07688.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, To List and Trade Shares of the Elkhorn Dow Jones RAFI Commodity ETF of Elkhorn ETF Trust https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07687.html https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07687.html Tue, 05 Apr 2016 00:00:00 -0700 2016-07687 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07687.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07686.html https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07686.html Tue, 05 Apr 2016 00:00:00 -0700 2016-07686 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07686.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Requirements for the Collection and Transmission of Data Pursuant to Appendices B and C of the Regulation NMS Plan To Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07685.html https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07685.html Tue, 05 Apr 2016 00:00:00 -0700 2016-07685 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07685.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rule 86 To Add Additional Order Types to the NYSE BondsSM https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07684.html https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07684.html Tue, 05 Apr 2016 00:00:00 -0700 2016-07684 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07684.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS' Rules Regarding the Auction Process for Securities Subject to an Initial Public Offering https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07683.html https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07683.html Tue, 05 Apr 2016 00:00:00 -0700 2016-07683 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07683.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Partnerships https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07682.html https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07682.html Tue, 05 Apr 2016 00:00:00 -0700 2016-07682 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07682.pdf Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to J.P. Morgan Exchange-Traded Fund Trust, JPMorgan Diversified Return International Currency Hedged ETF, and JPMorgan Diversified Return Europe Currency Hedged ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07681.html https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07681.html Tue, 05 Apr 2016 00:00:00 -0700 2016-07681 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07681.pdf