Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/05?limit=200&registers=between&mode=atom 2024-04-24T21:59:36-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07829.html Notice - Sunshine Act Meeting 2016-04-05T00:00:00-07:00 2016-04-05T00:00:00-07:00 2016-07829 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07829.pdf https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07704.html Notice - FactorShares Trust, et al.; Notice of Application 2016-04-05T00:00:00-07:00 2016-04-05T00:00:00-07:00 2016-07704 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07704.pdf https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07689.html Notice - OHA Investment Corporation, et al.; Notice of Application 2016-04-05T00:00:00-07:00 2016-04-05T00:00:00-07:00 2016-07689 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07689.pdf https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07688.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Require Listed Companies to Publicly Disclose Compensation or Other Payments by Third Parties to Board of Director's Members or Nominees 2016-04-05T00:00:00-07:00 2016-04-05T00:00:00-07:00 2016-07688 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07688.pdf https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07687.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, To List and Trade Shares of the Elkhorn Dow Jones RAFI Commodity ETF of Elkhorn ETF Trust 2016-04-05T00:00:00-07:00 2016-04-05T00:00:00-07:00 2016-07687 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07687.pdf https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07686.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule 2016-04-05T00:00:00-07:00 2016-04-05T00:00:00-07:00 2016-07686 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07686.pdf https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07685.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Requirements for the Collection and Transmission of Data Pursuant to Appendices B and C of the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-04-05T00:00:00-07:00 2016-04-05T00:00:00-07:00 2016-07685 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07685.pdf https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07684.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rule 86 To Add Additional Order Types to the NYSE BondsSM 2016-04-05T00:00:00-07:00 2016-04-05T00:00:00-07:00 2016-07684 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07684.pdf https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07683.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS' Rules Regarding the Auction Process for Securities Subject to an Initial Public Offering 2016-04-05T00:00:00-07:00 2016-04-05T00:00:00-07:00 2016-07683 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07683.pdf https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07682.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Partnerships 2016-04-05T00:00:00-07:00 2016-04-05T00:00:00-07:00 2016-07682 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07682.pdf https://regulations.justia.com/regulations/fedreg/2016/04/05/2016-07681.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to J.P. Morgan Exchange-Traded Fund Trust, JPMorgan Diversified Return International Currency Hedged ETF, and JPMorgan Diversified Return Europe Currency Hedged ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M 2016-04-05T00:00:00-07:00 2016-04-05T00:00:00-07:00 2016-07681 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-05/pdf/2016-07681.pdf