<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/04?registers=between Fri, 03 May 2024 17:52:58 -0700 Fri, 03 May 2024 17:52:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/04/04?registers=between Notice - Securities Investor Protection Corporation; Order Approving the Determination of the Board of Directors of the Securities Investor Protection Corporation Not To Adjust for Inflation the Standard Maximum Cash Advance Amount and Notice of the Standard Maximum Cash Advance Amount https://regulations.justia.com/regulations/fedreg/2016/04/04/2016-07600.html https://regulations.justia.com/regulations/fedreg/2016/04/04/2016-07600.html Mon, 04 Apr 2016 00:00:00 -0700 2016-07600 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-04/pdf/2016-07600.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Requirements for the Collection and Transmission of Data Pursuant to Appendices B and C of the Regulation NMS Plan to Implement a Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/04/04/2016-07586.html https://regulations.justia.com/regulations/fedreg/2016/04/04/2016-07586.html Mon, 04 Apr 2016 00:00:00 -0700 2016-07586 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-04/pdf/2016-07586.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Article 20, Rule 13 To Implement the Regulation NMS Plan To Implement a Tick Size Pilot Program (“Plan”) https://regulations.justia.com/regulations/fedreg/2016/04/04/2016-07515.html https://regulations.justia.com/regulations/fedreg/2016/04/04/2016-07515.html Mon, 04 Apr 2016 00:00:00 -0700 2016-07515 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-04/pdf/2016-07515.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether to Approve or Disapprove Proposed Rule Change To Adopt FINRA Rule 2030 and FINRA Rule 4580 to Establish “Pay-To-Play” and Related Rules https://regulations.justia.com/regulations/fedreg/2016/04/04/2016-07513.html https://regulations.justia.com/regulations/fedreg/2016/04/04/2016-07513.html Mon, 04 Apr 2016 00:00:00 -0700 2016-07513 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-04/pdf/2016-07513.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc., BATS Y-Exchange, Inc., EDGX Exchange, Inc., EDGA Exchange, Inc.; Order Approving Proposed Rule Changes To Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2016/04/04/2016-07512.html https://regulations.justia.com/regulations/fedreg/2016/04/04/2016-07512.html Mon, 04 Apr 2016 00:00:00 -0700 2016-07512 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-04/pdf/2016-07512.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto, To List and Trade Shares of the REX Gold Hedged S&P 500 ETF and the REX Gold Hedged FTSE Emerging Markets ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/04/04/2016-07511.html https://regulations.justia.com/regulations/fedreg/2016/04/04/2016-07511.html Mon, 04 Apr 2016 00:00:00 -0700 2016-07511 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-04-04/pdf/2016-07511.pdf