Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/30?limit=200&registers=between&mode=atom 2024-11-23T11:20:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07224.html Notice - Sunshine Act Meeting; Correction 2016-03-30T00:00:00-07:00 2016-03-30T00:00:00-07:00 2016-07224 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07224.pdf https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07101.html Notice - NexPoint Capital, Inc., et al.; Notice of Application 2016-03-30T00:00:00-07:00 2016-03-30T00:00:00-07:00 2016-07101 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07101.pdf https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07100.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31P(h) To Add a New Discretionary Pegged Order 2016-03-30T00:00:00-07:00 2016-03-30T00:00:00-07:00 2016-07100 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07100.pdf https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07099.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.2 To Create a Reserve Market Maker Options Trading Permit 2016-03-30T00:00:00-07:00 2016-03-30T00:00:00-07:00 2016-07099 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07099.pdf https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07098.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS in Connection With the Exchanges' Retail Liquidity Programs Until August 31, 2016 2016-03-30T00:00:00-07:00 2016-03-30T00:00:00-07:00 2016-07098 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07098.pdf https://regulations.justia.com/regulations/fedreg/2016/03/30/2016-07097.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until August 31, 2016 2016-03-30T00:00:00-07:00 2016-03-30T00:00:00-07:00 2016-07097 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-30/pdf/2016-07097.pdf