<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/24?registers=between Tue, 30 Apr 2024 13:41:53 -0700 Tue, 30 Apr 2024 13:41:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/24?registers=between Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Comply With the Requirements of the Amended and Restated Limited Liability Company Agreement of BOX Holdings, and To Permit Certain Ownership Changes Pursuant Thereto https://regulations.justia.com/regulations/fedreg/2016/03/24/2016-06636.html https://regulations.justia.com/regulations/fedreg/2016/03/24/2016-06636.html Thu, 24 Mar 2016 00:00:00 -0700 2016-06636 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-24/pdf/2016-06636.pdf Proposed Rule - Notice of Proposed Commission Interpretation Regarding Automated Quotations Under Regulation NMS https://regulations.justia.com/regulations/fedreg/2016/03/24/2016-06633.html https://regulations.justia.com/regulations/fedreg/2016/03/24/2016-06633.html Thu, 24 Mar 2016 00:00:00 -0700 2016-06633 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-24/pdf/2016-06633.pdf Notice - Investors' Exchange LLC; Notice of Filing of Amendment Nos. 2, 3, and 4 to, and Order Instituting Proceedings To Determine Whether To Grant or Deny, and Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny, an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto https://regulations.justia.com/regulations/fedreg/2016/03/24/2016-06632.html https://regulations.justia.com/regulations/fedreg/2016/03/24/2016-06632.html Thu, 24 Mar 2016 00:00:00 -0700 2016-06632 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-24/pdf/2016-06632.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To Permit Listing and Trading of Shares of Fifteen Issues of the Precidian ETFs Trust https://regulations.justia.com/regulations/fedreg/2016/03/24/2016-06606.html https://regulations.justia.com/regulations/fedreg/2016/03/24/2016-06606.html Thu, 24 Mar 2016 00:00:00 -0700 2016-06606 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-24/pdf/2016-06606.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Dissemination Protocols for TRACE-Eligible Securities https://regulations.justia.com/regulations/fedreg/2016/03/24/2016-06605.html https://regulations.justia.com/regulations/fedreg/2016/03/24/2016-06605.html Thu, 24 Mar 2016 00:00:00 -0700 2016-06605 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-24/pdf/2016-06605.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rebates and Fees for Adding and Removing Liquidity in SPY https://regulations.justia.com/regulations/fedreg/2016/03/24/2016-06604.html https://regulations.justia.com/regulations/fedreg/2016/03/24/2016-06604.html Thu, 24 Mar 2016 00:00:00 -0700 2016-06604 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-24/pdf/2016-06604.pdf