Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/23?limit=200®isters=between&mode=atom2024-10-13T03:40:20-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06546.htmlNotice - Order Granting a Temporary Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 From Compliance With Rules 13n-1 to 13n-12 Under the Securities Exchange Act of 19342016-03-23T00:00:00-07:002016-03-23T00:00:00-07:002016-06546Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06546.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06515.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending the NYSE MKT Company Guide To Create a New Section 146 Under Which a Certain Category of Newly Listed Issuers Would Be Entitled To Receive Complimentary Products and Services From the Exchange2016-03-23T00:00:00-07:002016-03-23T00:00:00-07:002016-06515Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06515.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06514.htmlNotice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange2016-03-23T00:00:00-07:002016-03-23T00:00:00-07:002016-06514Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06514.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06455.htmlNotice - Joint Industry Plan; Order Approving Amendment No. 3 to the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by Financial Industry Regulatory Authority, Inc., BATS Exchange, Inc., BOX Options Exchange, LLC, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., International Securities Exchange, LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE MKT, LLC, and NYSE Arca, Inc.2016-03-23T00:00:00-07:002016-03-23T00:00:00-07:002016-06455Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06455.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06454.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include U.S. Non-Display Policies in the Nasdaq Rule Book2016-03-23T00:00:00-07:002016-03-23T00:00:00-07:002016-06454Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06454.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06453.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt FINRA Capital Acquisition Broker Rules2016-03-23T00:00:00-07:002016-03-23T00:00:00-07:002016-06453Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06453.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/23/2016-06452.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to Rule A-3, on Membership on the Board2016-03-23T00:00:00-07:002016-03-23T00:00:00-07:002016-06452Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-23/pdf/2016-06452.pdf