<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/22?registers=between Wed, 27 Nov 2024 05:32:40 -0800 Wed, 27 Nov 2024 05:32:40 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/22?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06516.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06516.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06516 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06516.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06412.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06412.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06412 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06412.pdf Notice - Principal Life Insurance Company, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06411.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06411.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06411 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06411.pdf Notice - Principal Life Insurance Company, et al., https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06410.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06410.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06410 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06410.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Adopting a Decommission Extension Fee for receipt of the NYSE MKT BBO and NYSE MKT Trades Market Data Products https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06409.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06409.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06409 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06409.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Decommission Extension Fee for Receipt of the NYSE BBO and NYSE Trades Market Data Products https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06408.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06408.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06408 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06408.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending and Restating the Fifth Amended and Restated Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Implement Proxy Access https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06364.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06364.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06364 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06364.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending and Restating the Fifth Amended and Restated Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Implement Proxy Access https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06363.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06363.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06363 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06363.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending and Restating the Fifth Amended and Restated Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Implement Proxy Access https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06362.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06362.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06362 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06362.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Offer Remote ITCH to Trade Options Wave Ports https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06341.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06341.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06341 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06341.pdf Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright Dynamic Focus 5 ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06340.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06340.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06340 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06340.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Pointbreak Diversified Commodity Fund of the Pointbreak ETF Trust Under BATS Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06339.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06339.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06339 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06339.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees at Rule 7018(a) https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06338.html https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06338.html Tue, 22 Mar 2016 00:00:00 -0700 2016-06338 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06338.pdf