Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/22?limit=200&registers=between&mode=atom 2024-11-27T05:40:41-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06516.html Notice - Sunshine Act Meeting 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06516 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06516.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06412.html Notice - Proposed Collection; Comment Request 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06412 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06412.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06411.html Notice - Principal Life Insurance Company, et al., Notice of Application 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06411 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06411.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06410.html Notice - Principal Life Insurance Company, et al., 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06410 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06410.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06409.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Adopting a Decommission Extension Fee for receipt of the NYSE MKT BBO and NYSE MKT Trades Market Data Products 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06409 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06409.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06408.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Decommission Extension Fee for Receipt of the NYSE BBO and NYSE Trades Market Data Products 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06408 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06408.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06364.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending and Restating the Fifth Amended and Restated Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Implement Proxy Access 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06364 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06364.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06363.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending and Restating the Fifth Amended and Restated Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Implement Proxy Access 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06363 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06363.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06362.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending and Restating the Fifth Amended and Restated Bylaws of the Exchange's Ultimate Parent Company, Intercontinental Exchange, Inc., To Implement Proxy Access 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06362 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06362.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06341.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Offer Remote ITCH to Trade Options Wave Ports 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06341 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06341.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06340.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright Dynamic Focus 5 ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06340 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06340.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06339.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Pointbreak Diversified Commodity Fund of the Pointbreak ETF Trust Under BATS Rule 14.11(i), Managed Fund Shares 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06339 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06339.pdf https://regulations.justia.com/regulations/fedreg/2016/03/22/2016-06338.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees at Rule 7018(a) 2016-03-22T00:00:00-07:00 2016-03-22T00:00:00-07:00 2016-06338 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-22/pdf/2016-06338.pdf