<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/17?registers=between Sat, 23 Nov 2024 13:02:56 -0800 Sat, 23 Nov 2024 13:02:56 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/17?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-06130.html https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-06130.html Thu, 17 Mar 2016 00:00:00 -0700 2016-06130 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-06130.pdf Rule - Securities Investor Protection Corporation https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-06041.html https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-06041.html Thu, 17 Mar 2016 00:00:00 -0700 2016-06041 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-06041.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Under Rule 7018(a) https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05989.html https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05989.html Thu, 17 Mar 2016 00:00:00 -0700 2016-05989 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05989.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Quality Incentive Programs Under Rule 7014 https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05978.html https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05978.html Thu, 17 Mar 2016 00:00:00 -0700 2016-05978 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05978.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Regarding Monthly Distributions, Excess Returns, and Share Index Factors of Certain AccuShares® Trust I Funds https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05977.html https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05977.html Thu, 17 Mar 2016 00:00:00 -0700 2016-05977 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05977.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change Relating To Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05976.html https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05976.html Thu, 17 Mar 2016 00:00:00 -0700 2016-05976 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05976.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rebates and Fees for Adding and Removing Liquidity in SPY https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05975.html https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05975.html Thu, 17 Mar 2016 00:00:00 -0700 2016-05975 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05975.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 7018 https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05974.html https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05974.html Thu, 17 Mar 2016 00:00:00 -0700 2016-05974 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05974.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 7.31P(j) and 7.34P(c) To Allow Q Orders To Participate in the Early Trading Session and Late Trading Session https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05973.html https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05973.html Thu, 17 Mar 2016 00:00:00 -0700 2016-05973 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05973.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 401 and 402 of the NYSE MKT Company Guide To Harmonize the Exchange's Immediate Release and Trading Halt Policies https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05972.html https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05972.html Thu, 17 Mar 2016 00:00:00 -0700 2016-05972 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05972.pdf