Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/17?limit=200&registers=between&mode=atom 2024-04-19T19:12:53-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-06130.html Notice - Sunshine Act Meeting 2016-03-17T00:00:00-07:00 2016-03-17T00:00:00-07:00 2016-06130 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-06130.pdf https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-06041.html Rule - Securities Investor Protection Corporation 2016-03-17T00:00:00-07:00 2016-03-17T00:00:00-07:00 2016-06041 Rule https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-06041.pdf https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05989.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Under Rule 7018(a) 2016-03-17T00:00:00-07:00 2016-03-17T00:00:00-07:00 2016-05989 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05989.pdf https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05978.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Quality Incentive Programs Under Rule 7014 2016-03-17T00:00:00-07:00 2016-03-17T00:00:00-07:00 2016-05978 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05978.pdf https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05977.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Regarding Monthly Distributions, Excess Returns, and Share Index Factors of Certain AccuShares® Trust I Funds 2016-03-17T00:00:00-07:00 2016-03-17T00:00:00-07:00 2016-05977 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05977.pdf https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05976.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change Relating To Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust 2016-03-17T00:00:00-07:00 2016-03-17T00:00:00-07:00 2016-05976 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05976.pdf https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05975.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rebates and Fees for Adding and Removing Liquidity in SPY 2016-03-17T00:00:00-07:00 2016-03-17T00:00:00-07:00 2016-05975 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05975.pdf https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05974.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 7018 2016-03-17T00:00:00-07:00 2016-03-17T00:00:00-07:00 2016-05974 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05974.pdf https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05973.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 7.31P(j) and 7.34P(c) To Allow Q Orders To Participate in the Early Trading Session and Late Trading Session 2016-03-17T00:00:00-07:00 2016-03-17T00:00:00-07:00 2016-05973 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05973.pdf https://regulations.justia.com/regulations/fedreg/2016/03/17/2016-05972.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 401 and 402 of the NYSE MKT Company Guide To Harmonize the Exchange's Immediate Release and Trading Halt Policies 2016-03-17T00:00:00-07:00 2016-03-17T00:00:00-07:00 2016-05972 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-17/pdf/2016-05972.pdf