Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/15?limit=200&registers=between&mode=atom 2024-11-23T11:43:37-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/03/15/2016-05879.html Notice - Sunshine Act Meeting 2016-03-15T00:00:00-07:00 2016-03-15T00:00:00-07:00 2016-05879 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-15/pdf/2016-05879.pdf https://regulations.justia.com/regulations/fedreg/2016/03/15/2016-05756.html Notice - Self-Regulatory Organizations; International Securities Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria 2016-03-15T00:00:00-07:00 2016-03-15T00:00:00-07:00 2016-05756 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-15/pdf/2016-05756.pdf https://regulations.justia.com/regulations/fedreg/2016/03/15/2016-05755.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Limit Mandatory Participation in Scheduled Functional and Performance Testing Under Regulation SCI to Only Those Primary Market Makers That Meet Specified Criteria 2016-03-15T00:00:00-07:00 2016-03-15T00:00:00-07:00 2016-05755 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-15/pdf/2016-05755.pdf https://regulations.justia.com/regulations/fedreg/2016/03/15/2016-05754.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the iShares iBonds Dec 2023 AMT-Free Muni Bond ETF, iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust 2016-03-15T00:00:00-07:00 2016-03-15T00:00:00-07:00 2016-05754 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-15/pdf/2016-05754.pdf https://regulations.justia.com/regulations/fedreg/2016/03/15/2016-05753.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Rule 98 To Provide That When Designated Market Makers Enter Interest for the Purpose of Facilitating the Execution of Customer Orders, Such Orders Would Not Be Required To Be Designated as DMM Interest 2016-03-15T00:00:00-07:00 2016-03-15T00:00:00-07:00 2016-05753 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-15/pdf/2016-05753.pdf https://regulations.justia.com/regulations/fedreg/2016/03/15/2016-05752.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Adopt and Amend Rules To Permit the Exchange To Initiate CHX SNAP SM 2016-03-15T00:00:00-07:00 2016-03-15T00:00:00-07:00 2016-05752 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-15/pdf/2016-05752.pdf https://regulations.justia.com/regulations/fedreg/2016/03/15/2016-05751.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc. f/k/a BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2016-03-15T00:00:00-07:00 2016-03-15T00:00:00-07:00 2016-05751 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-15/pdf/2016-05751.pdf https://regulations.justia.com/regulations/fedreg/2016/03/15/2016-05750.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc. f/k/a EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as they Apply to the Equity Options Platform. 2016-03-15T00:00:00-07:00 2016-03-15T00:00:00-07:00 2016-05750 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-15/pdf/2016-05750.pdf https://regulations.justia.com/regulations/fedreg/2016/03/15/2016-05749.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to PowerShares DWA Tactical Multi-Asset Income Portfolio Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M 2016-03-15T00:00:00-07:00 2016-03-15T00:00:00-07:00 2016-05749 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-15/pdf/2016-05749.pdf