Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/14?limit=200®isters=between&mode=atom2024-10-15T05:21:36-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05802.htmlNotice - Sunshine Act Meeting2016-03-14T00:00:00-07:002016-03-14T00:00:00-07:002016-05802Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05802.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05599.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add ISE Mercury LLC, as a Participant2016-03-14T00:00:00-07:002016-03-14T00:00:00-07:002016-05599Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05599.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05598.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add ISE Mercury, LLC as a Plan Sponsor2016-03-14T00:00:00-07:002016-03-14T00:00:00-07:002016-05598Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05598.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05589.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and ISE Mercury, LLC2016-03-14T00:00:00-07:002016-03-14T00:00:00-07:002016-05589Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05589.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05588.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of the First Trust Municipal High Income ETF2016-03-14T00:00:00-07:002016-03-14T00:00:00-07:002016-05588Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05588.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05587.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Related to Options That Overlie the MSCI EAFE Index and the MSCI Emerging Markets Index2016-03-14T00:00:00-07:002016-03-14T00:00:00-07:002016-05587Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05587.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/14/2016-05586.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of an Amendment to Rule G-33, on Calculations, and an Interpretive Notice2016-03-14T00:00:00-07:002016-03-14T00:00:00-07:002016-05586Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-14/pdf/2016-05586.pdf