Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/08?limit=200&registers=between&mode=atom 2024-11-23T12:46:37-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05125.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Access Services Fees Under Rule 7015 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05125 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05125.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05124.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.23, Auctions, To Lengthen the Auction Information Dissemination Periods for the Opening and Closing Auctions in BZX Listed Securities 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05124 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05124.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05123.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05123 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05123.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05122.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Access Services Fees under Rule 7015 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05122 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05122.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05121.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Arca Proprietary Market Data as They Apply to Federal Agency Customers 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05121 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05121.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05120.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Proprietary Market Data as They Apply to Federal Agency Customers 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05120 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05120.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05119.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Change Amending the Fees for NYSE MKT Proprietary Market Data as They Apply to Federal Agency Customers 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05119 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05119.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05106.html Notice - Crescent Capital BDC Inc., et al.; Notice of Application 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05106 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05106.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05105.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Implement a Tick Size Pilot Program To Add National Stock Exchange, Inc. as a Participant 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05105 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05105.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05046.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05046 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05046.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05045.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600; Correction 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05045 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05045.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05044.html Notice - Submission for OMB Review; Comment Request 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05044 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05044.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05043.html Notice - Apollo Investment Corporation, et al.; Notice of Application 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05043 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05043.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05042.html Notice - Submission for OMB Review; Comment Request 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05042 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05042.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05041.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Arca Options Proprietary Market Data as They Apply to Federal Agency Customers 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05041 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05041.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05040.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Change Amending the Fees for NYSE Amex Options Proprietary Market Data as They Apply to Federal Agency Customers 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05040 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05040.pdf https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05039.html Notice - Ares Management LLC; Notice of Application 2016-03-08T00:00:00-08:00 2016-03-08T00:00:00-08:00 2016-05039 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05039.pdf