<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/08?registers=between Thu, 02 May 2024 22:44:05 -0700 Thu, 02 May 2024 22:44:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/08?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Access Services Fees Under Rule 7015 https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05125.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05125.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05125 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05125.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.23, Auctions, To Lengthen the Auction Information Dissemination Periods for the Opening and Closing Auctions in BZX Listed Securities https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05124.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05124.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05124 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05124.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05123.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05123.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05123 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05123.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Access Services Fees under Rule 7015 https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05122.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05122.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05122 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05122.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Arca Proprietary Market Data as They Apply to Federal Agency Customers https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05121.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05121.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05121 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05121.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Proprietary Market Data as They Apply to Federal Agency Customers https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05120.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05120.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05120 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05120.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Change Amending the Fees for NYSE MKT Proprietary Market Data as They Apply to Federal Agency Customers https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05119.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05119.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05119 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05119.pdf Notice - Crescent Capital BDC Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05106.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05106.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05106 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05106.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan To Implement a Tick Size Pilot Program To Add National Stock Exchange, Inc. as a Participant https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05105.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05105.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05105 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05105.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05046.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05046.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05046 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05046.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600; Correction https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05045.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05045.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05045 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05045.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05044.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05044.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05044 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05044.pdf Notice - Apollo Investment Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05043.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05043.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05043 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05043.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05042.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05042.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05042 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05042.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE Arca Options Proprietary Market Data as They Apply to Federal Agency Customers https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05041.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05041.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05041 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05041.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Change Amending the Fees for NYSE Amex Options Proprietary Market Data as They Apply to Federal Agency Customers https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05040.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05040.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05040 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05040.pdf Notice - Ares Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05039.html https://regulations.justia.com/regulations/fedreg/2016/03/08/2016-05039.html Tue, 08 Mar 2016 00:00:00 -0800 2016-05039 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-08/pdf/2016-05039.pdf