Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/03?limit=200®isters=between&mode=atom2024-04-25T00:49:20-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04792.htmlNotice - Sunshine Act Meeting2016-03-03T00:00:00-08:002016-03-03T00:00:00-08:002016-04792Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04792.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04639.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402016-03-03T00:00:00-08:002016-03-03T00:00:00-08:002016-04639Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04639.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04638.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 804(g)2016-03-03T00:00:00-08:002016-03-03T00:00:00-08:002016-04638Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04638.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04637.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 804(g)2016-03-03T00:00:00-08:002016-03-03T00:00:00-08:002016-04637Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04637.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04636.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Kill Switch2016-03-03T00:00:00-08:002016-03-03T00:00:00-08:002016-04636Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04636.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04635.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7620A (FINRA/Nasdaq Trade Reporting Facility Reporting Fees)2016-03-03T00:00:00-08:002016-03-03T00:00:00-08:002016-04635Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04635.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04634.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform2016-03-03T00:00:00-08:002016-03-03T00:00:00-08:002016-04634Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04634.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04633.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the New York Stock Exchange LLC and Certain Conforming and Technical Changes2016-03-03T00:00:00-08:002016-03-03T00:00:00-08:002016-04633Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04633.pdf