Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/03?limit=200&registers=between&mode=atom 2021-12-09T00:17:56-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04792.html Notice - Sunshine Act Meeting 2016-03-03T00:00:00-08:00 2016-03-03T00:00:00-08:00 2016-04792 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04792.pdf https://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04639.html Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 2016-03-03T00:00:00-08:00 2016-03-03T00:00:00-08:00 2016-04639 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04639.pdf https://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04638.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 804(g) 2016-03-03T00:00:00-08:00 2016-03-03T00:00:00-08:00 2016-04638 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04638.pdf https://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04637.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Rule 804(g) 2016-03-03T00:00:00-08:00 2016-03-03T00:00:00-08:00 2016-04637 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04637.pdf https://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04636.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Kill Switch 2016-03-03T00:00:00-08:00 2016-03-03T00:00:00-08:00 2016-04636 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04636.pdf https://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04635.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7620A (FINRA/Nasdaq Trade Reporting Facility Reporting Fees) 2016-03-03T00:00:00-08:00 2016-03-03T00:00:00-08:00 2016-04635 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04635.pdf https://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04634.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Equity Options Platform 2016-03-03T00:00:00-08:00 2016-03-03T00:00:00-08:00 2016-04634 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04634.pdf https://regulations.justia.com/regulations/fedreg/2016/03/03/2016-04633.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the New York Stock Exchange LLC and Certain Conforming and Technical Changes 2016-03-03T00:00:00-08:00 2016-03-03T00:00:00-08:00 2016-04633 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-03-03/pdf/2016-04633.pdf