Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/03/02?limit=200®isters=between&mode=atom2024-10-08T17:55:20-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04527.htmlNotice - Order Granting Limited Exemptions From Exchange Act Section 11(d), Exchange Act Rules 10b-10, 10b-17, and 11d1-2, and Rules 101 and 102 of Regulation M to Eaton Vance ETMF Trust, Eaton Vance NextShares Trust II, Eaton Vance Balanced NextShares, and Other Exchange-Traded Managed Funds Pursuant to Exchange Act Section 36, Exchange Act Rules 10b-10(f) and 10b-17(b)(2), and Rules 101(d) and 102(e) of Regulation M2016-03-02T00:00:00-08:002016-03-02T00:00:00-08:002016-04527Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04527.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04509.htmlNotice - PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application2016-03-02T00:00:00-08:002016-03-02T00:00:00-08:002016-04509Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04509.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04507.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 70182016-03-02T00:00:00-08:002016-03-02T00:00:00-08:002016-04507Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04507.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04506.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.44P Retail Liquidity Program2016-03-02T00:00:00-08:002016-03-02T00:00:00-08:002016-04506Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04506.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04505.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Implement Additional Price Protections in the Opening Process2016-03-02T00:00:00-08:002016-03-02T00:00:00-08:002016-04505Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04505.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04504.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of a Proposed Rule Change Relating to Additions to Permitted Cover2016-03-02T00:00:00-08:002016-03-02T00:00:00-08:002016-04504Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04504.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04503.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Alternative Absolute Return Strategy ETF of First Trust Exchange-Traded Fund VII2016-03-02T00:00:00-08:002016-03-02T00:00:00-08:002016-04503Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04503.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04502.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 57452016-03-02T00:00:00-08:002016-03-02T00:00:00-08:002016-04502Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04502.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04501.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct the Text of ISE Gemini Rule 3062016-03-02T00:00:00-08:002016-03-02T00:00:00-08:002016-04501Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04501.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/02/2016-04500.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Controversial and Clerical Amendments to Its Rules2016-03-02T00:00:00-08:002016-03-02T00:00:00-08:002016-04500Noticehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-04500.pdfhttps://regulations.justia.com/regulations/fedreg/2016/03/02/2016-03874.htmlProposed Rule - Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act2016-03-02T00:00:00-08:002016-03-02T00:00:00-08:002016-03874Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2016-03-02/pdf/2016-03874.pdf