Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/02/29?limit=200&registers=between&mode=atom 2024-11-27T01:53:01-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/02/29/2016-04358.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Its Rules Regarding the Auction Process for Securities Subject to an Initial Public Offering 2016-02-29T00:00:00-08:00 2016-02-29T00:00:00-08:00 2016-04358 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-29/pdf/2016-04358.pdf https://regulations.justia.com/regulations/fedreg/2016/02/29/2016-04351.html Notice - Proposed Collection; Comment Request 2016-02-29T00:00:00-08:00 2016-02-29T00:00:00-08:00 2016-04351 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-29/pdf/2016-04351.pdf https://regulations.justia.com/regulations/fedreg/2016/02/29/2016-04320.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change To Adopt FINRA Rule 6191(a) To Implement the Quoting and Trading Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-02-29T00:00:00-08:00 2016-02-29T00:00:00-08:00 2016-04320 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-29/pdf/2016-04320.pdf https://regulations.justia.com/regulations/fedreg/2016/02/29/2016-04252.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt an Early Trading Session and Three New Time-in-Force Instructions 2016-02-29T00:00:00-08:00 2016-02-29T00:00:00-08:00 2016-04252 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-29/pdf/2016-04252.pdf https://regulations.justia.com/regulations/fedreg/2016/02/29/2016-04251.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt an Early Trading Session and Three New Time-In Force Instructions 2016-02-29T00:00:00-08:00 2016-02-29T00:00:00-08:00 2016-04251 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-29/pdf/2016-04251.pdf https://regulations.justia.com/regulations/fedreg/2016/02/29/2016-04250.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 0151 (Coordination with the MSRB) and Amend FINRA Rule 0150 (Application of Rules to Exempted Securities Except Municipal Securities) 2016-02-29T00:00:00-08:00 2016-02-29T00:00:00-08:00 2016-04250 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-29/pdf/2016-04250.pdf https://regulations.justia.com/regulations/fedreg/2016/02/29/2016-04249.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as Applicable to the Equity Options Platform 2016-02-29T00:00:00-08:00 2016-02-29T00:00:00-08:00 2016-04249 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-29/pdf/2016-04249.pdf https://regulations.justia.com/regulations/fedreg/2016/02/29/2016-04248.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 1206 and 1212T of the NYSE MKT Company Guide 2016-02-29T00:00:00-08:00 2016-02-29T00:00:00-08:00 2016-04248 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-29/pdf/2016-04248.pdf https://regulations.justia.com/regulations/fedreg/2016/02/29/2016-04247.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust 2016-02-29T00:00:00-08:00 2016-02-29T00:00:00-08:00 2016-04247 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-29/pdf/2016-04247.pdf https://regulations.justia.com/regulations/fedreg/2016/02/29/2016-04246.html Notice - Joint Industry Plan; Notice of Filing of the Tenth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATSY-Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. 2016-02-29T00:00:00-08:00 2016-02-29T00:00:00-08:00 2016-04246 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-29/pdf/2016-04246.pdf