Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/02/24?limit=200&registers=between&mode=atom 2024-11-12T20:38:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/02/24/2016-03794.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Require Registration as Securities Traders of Associated Persons Primarily Responsible for the Design, Development or Significant Modification of Algorithmic Trading Strategies 2016-02-24T00:00:00-08:00 2016-02-24T00:00:00-08:00 2016-03794 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-24/pdf/2016-03794.pdf https://regulations.justia.com/regulations/fedreg/2016/02/24/2016-03793.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 341A(a)(4) To Provide for Web-Based Delivery of the Exchange's Continuing Education Program 2016-02-24T00:00:00-08:00 2016-02-24T00:00:00-08:00 2016-03793 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-24/pdf/2016-03793.pdf https://regulations.justia.com/regulations/fedreg/2016/02/24/2016-03792.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to WisdomTree Put Write Strategy Fund Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M 2016-02-24T00:00:00-08:00 2016-02-24T00:00:00-08:00 2016-03792 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-24/pdf/2016-03792.pdf