<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/02/22?registers=between Tue, 30 Apr 2024 05:32:27 -0700 Tue, 30 Apr 2024 05:32:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/02/22?registers=between Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc., and Miami International Securities Exchange, LLC Concerning Options-Related Market Surveillance https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03534.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03534.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03534 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03534.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, ISE Mercury, LLC Financial Industry Regulatory Authority, Inc., the New York Stock Exchange LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc., and Miami International Securities Exchange, LLC Concerning Options-Related Sales Practice Matters https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03533.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03533.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03533 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03533.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03529.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03529.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03529 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03529.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03528.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03528.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03528 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03528.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC (“BOX”) Options Facility https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03527.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03527.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03527 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03527.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Policy for Amending Billing Information and a Research Fee https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03526.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03526.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03526 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03526.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03525.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03525.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03525 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03525.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03524.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03524.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03524 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03524.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.35P To Provide for Price Collar Thresholds for Trading Halt Auctions https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03523.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03523.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03523 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03523.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03522.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03522.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03522 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03522.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03521.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03521.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03521 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03521.pdf Notice - Proposed Collection; Comment Request; https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03520.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03520.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03520 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03520.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03519.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03519.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03519 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03519.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03517.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03517.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03517 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03517.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03516.html https://regulations.justia.com/regulations/fedreg/2016/02/22/2016-03516.html Mon, 22 Feb 2016 00:00:00 -0800 2016-03516 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-22/pdf/2016-03516.pdf