Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/02/18?limit=200&registers=between&mode=atom 2024-11-23T10:16:26-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/02/18/2016-03301.html Notice - PowerShares Exchange-Traded Self-Indexed Fund Trust, et al.; Notice of Application 2016-02-18T00:00:00-08:00 2016-02-18T00:00:00-08:00 2016-03301 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-18/pdf/2016-03301.pdf https://regulations.justia.com/regulations/fedreg/2016/02/18/2016-03275.html Notice - Joint Industry Plan; Notice of Filing of Amendment No. 3 to the National Market System Plan for the Selection and Reservation of Securities Symbols Submitted by Financial Industry Regulatory Authority, Inc., BATS Exchange, Inc., BOX Options Exchange, LLC, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., International Securities Exchange, LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange, LLC, NYSE MKT, LLC, and NYSE Arca, Inc. 2016-02-18T00:00:00-08:00 2016-02-18T00:00:00-08:00 2016-03275 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-18/pdf/2016-03275.pdf https://regulations.justia.com/regulations/fedreg/2016/02/18/2016-03274.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rule 505 and Rule 506 2016-02-18T00:00:00-08:00 2016-02-18T00:00:00-08:00 2016-03274 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-18/pdf/2016-03274.pdf https://regulations.justia.com/regulations/fedreg/2016/02/18/2016-03271.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-Location Services Offered by the Exchange To Include a Means for Co-Located Users To Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the Exchange Price List 2016-02-18T00:00:00-08:00 2016-02-18T00:00:00-08:00 2016-03271 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-18/pdf/2016-03271.pdf https://regulations.justia.com/regulations/fedreg/2016/02/18/2016-03270.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-Location Services Offered by the Exchange To Include a Means for Co-Located Users To Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and the Options Fee Schedule 2016-02-18T00:00:00-08:00 2016-02-18T00:00:00-08:00 2016-03270 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-18/pdf/2016-03270.pdf https://regulations.justia.com/regulations/fedreg/2016/02/18/2016-03269.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To Permit Listing and Trading of Shares of Fifteen Issues of the Precidian ETFs Trust 2016-02-18T00:00:00-08:00 2016-02-18T00:00:00-08:00 2016-03269 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-18/pdf/2016-03269.pdf https://regulations.justia.com/regulations/fedreg/2016/02/18/2016-03268.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Rules at Chapter XV, Section 2 2016-02-18T00:00:00-08:00 2016-02-18T00:00:00-08:00 2016-03268 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-18/pdf/2016-03268.pdf https://regulations.justia.com/regulations/fedreg/2016/02/18/2016-03267.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Arca Options Deep Market Data Product 2016-02-18T00:00:00-08:00 2016-02-18T00:00:00-08:00 2016-03267 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-18/pdf/2016-03267.pdf https://regulations.justia.com/regulations/fedreg/2016/02/18/2016-03266.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Amex Options Deep Market Data Product 2016-02-18T00:00:00-08:00 2016-02-18T00:00:00-08:00 2016-03266 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-18/pdf/2016-03266.pdf https://regulations.justia.com/regulations/fedreg/2016/02/18/2016-03265.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Setting Aside Action by Delegated Authority, Approving Proposed Rule Change Concerning the Options Clearing Corporation's Capital Plan and Denying Motions 2016-02-18T00:00:00-08:00 2016-02-18T00:00:00-08:00 2016-03265 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-18/pdf/2016-03265.pdf https://regulations.justia.com/regulations/fedreg/2016/02/18/2016-03264.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-location Services Offered by the Exchange To Include a Means for Co-located Users To Receive the NASDAQ TotalView Ultra Market Data Feed Through a Wireless Connection and Reflect Changes to the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule 2016-02-18T00:00:00-08:00 2016-02-18T00:00:00-08:00 2016-03264 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-18/pdf/2016-03264.pdf