<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/02/16?registers=between Wed, 27 Nov 2024 03:04:01 -0800 Wed, 27 Nov 2024 03:04:01 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/02/16?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend the Derivatives and Other Off-Balance Sheet Items Schedule Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02990.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02990.html Tue, 16 Feb 2016 00:00:00 -0800 2016-02990 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02990.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement a Professional Rebate Program https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02989.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02989.html Tue, 16 Feb 2016 00:00:00 -0800 2016-02989 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02989.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7290 (Price Protection for Limit Orders) To Enhance the Protections Provided to Participants Executing Orders and Quotes on the Exchange https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02988.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02988.html Tue, 16 Feb 2016 00:00:00 -0800 2016-02988 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02988.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7070 (Opening the Market) To Implement a New Price Protection Feature for the Opening https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02987.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02987.html Tue, 16 Feb 2016 00:00:00 -0800 2016-02987 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02987.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02986.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02986.html Tue, 16 Feb 2016 00:00:00 -0800 2016-02986 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02986.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Rule 7310 (Drill-Through Protection) To Implement a New Price Protection Feature https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02985.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02985.html Tue, 16 Feb 2016 00:00:00 -0800 2016-02985 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02985.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the EDGX Equity Options Trading Platform https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02984.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02984.html Tue, 16 Feb 2016 00:00:00 -0800 2016-02984 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02984.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the BATS Equity Options Trading Platform https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02983.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02983.html Tue, 16 Feb 2016 00:00:00 -0800 2016-02983 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02983.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the National Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02982.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02982.html Tue, 16 Feb 2016 00:00:00 -0800 2016-02982 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02982.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the Shares of the Elkhorn Dow Jones RAFI Commodity ETF of Elkhorn ETF Trust https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02981.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02981.html Tue, 16 Feb 2016 00:00:00 -0800 2016-02981 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02981.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 990NY(8) To Correct a Typographical Error https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02980.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02980.html Tue, 16 Feb 2016 00:00:00 -0800 2016-02980 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02980.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Improving the Transparency of Audits: Rules To Require Disclosure of Certain Audit Participants on a New PCAOB Form and Related Amendments to Auditing Standards https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02875.html https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02875.html Tue, 16 Feb 2016 00:00:00 -0800 2016-02875 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02875.pdf