Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/02/16?limit=200&registers=between&mode=atom 2024-11-27T02:10:53-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02990.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend the Derivatives and Other Off-Balance Sheet Items Schedule Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-02990 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02990.pdf https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02989.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Implement a Professional Rebate Program 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-02989 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02989.pdf https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02988.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7290 (Price Protection for Limit Orders) To Enhance the Protections Provided to Participants Executing Orders and Quotes on the Exchange 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-02988 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02988.pdf https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02987.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7070 (Opening the Market) To Implement a New Price Protection Feature for the Opening 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-02987 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02987.pdf https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02986.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Amend the Fees Schedule 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-02986 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02986.pdf https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02985.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Rule 7310 (Drill-Through Protection) To Implement a New Price Protection Feature 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-02985 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02985.pdf https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02984.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the EDGX Equity Options Trading Platform 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-02984 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02984.pdf https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02983.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.16, Risk Monitor Mechanism, Relating to the BATS Equity Options Trading Platform 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-02983 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02983.pdf https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02982.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and the National Stock Exchange, Inc. 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-02982 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02982.pdf https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02981.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade the Shares of the Elkhorn Dow Jones RAFI Commodity ETF of Elkhorn ETF Trust 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-02981 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02981.pdf https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02980.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 990NY(8) To Correct a Typographical Error 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-02980 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02980.pdf https://regulations.justia.com/regulations/fedreg/2016/02/16/2016-02875.html Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Improving the Transparency of Audits: Rules To Require Disclosure of Certain Audit Participants on a New PCAOB Form and Related Amendments to Auditing Standards 2016-02-16T00:00:00-08:00 2016-02-16T00:00:00-08:00 2016-02875 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-16/pdf/2016-02875.pdf