Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/02/12?limit=200&registers=between&mode=atom 2024-11-23T10:12:37-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02841.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Adopting a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Designated Primary Market-Makers (“DPMs”) and Lead Market-Makers (“LMMs”) 2016-02-12T00:00:00-08:00 2016-02-12T00:00:00-08:00 2016-02841 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02841.pdf https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02840.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Include NextShares in the Lead Market Maker Program 2016-02-12T00:00:00-08:00 2016-02-12T00:00:00-08:00 2016-02840 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02840.pdf https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02839.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing, as Modified by Amendment No. 1 Thereto, of Proposed Rule Change To Provide for the Clearance of Certain Asia-Pacific Credit Default Swap Contracts 2016-02-12T00:00:00-08:00 2016-02-12T00:00:00-08:00 2016-02839 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02839.pdf https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02838.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, To List and Trade Shares of the SPDR DoubleLine Short Term Total Return Tactical ETF of the SSgA Active Trust 2016-02-12T00:00:00-08:00 2016-02-12T00:00:00-08:00 2016-02838 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02838.pdf https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02837.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Retroactively Apply Recently-Reduced Port Fees 2016-02-12T00:00:00-08:00 2016-02-12T00:00:00-08:00 2016-02837 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02837.pdf https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02836.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Obsolete Rules 1000C-1009C 2016-02-12T00:00:00-08:00 2016-02-12T00:00:00-08:00 2016-02836 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02836.pdf https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02834.html Notice - State Farm Associates' Funds Trust, et al.; Notice of Application 2016-02-12T00:00:00-08:00 2016-02-12T00:00:00-08:00 2016-02834 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02834.pdf https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02833.html Notice - Submission for OMB Review; Comment Request 2016-02-12T00:00:00-08:00 2016-02-12T00:00:00-08:00 2016-02833 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02833.pdf https://regulations.justia.com/regulations/fedreg/2016/02/12/2016-02832.html Notice - Submission for OMB Review; Comment Request 2016-02-12T00:00:00-08:00 2016-02-12T00:00:00-08:00 2016-02832 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-12/pdf/2016-02832.pdf