Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/02/10?limit=200&registers=between&mode=atom 2024-05-17T12:13:55-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02658.html Notice - SEC Advisory Committee on Small and Emerging Companies; Meeting 2016-02-10T00:00:00-08:00 2016-02-10T00:00:00-08:00 2016-02658 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02658.pdf https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02607.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Lower Certain Fees for Non-Auction Transactions on the BOX Market LLC (“BOX”) Options Facility 2016-02-10T00:00:00-08:00 2016-02-10T00:00:00-08:00 2016-02607 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02607.pdf https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02606.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change Relating to Professional Customer Definition 2016-02-10T00:00:00-08:00 2016-02-10T00:00:00-08:00 2016-02606 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02606.pdf https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02605.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an Options Regulatory Fee 2016-02-10T00:00:00-08:00 2016-02-10T00:00:00-08:00 2016-02605 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02605.pdf https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02604.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Content Outline for the Series 9/10 Examination Program 2016-02-10T00:00:00-08:00 2016-02-10T00:00:00-08:00 2016-02604 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02604.pdf https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02603.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the AdvisorShares Athena High Dividend ETF's Investments in Sponsored and Unsponsored American Depositary Receipts 2016-02-10T00:00:00-08:00 2016-02-10T00:00:00-08:00 2016-02603 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02603.pdf https://regulations.justia.com/regulations/fedreg/2016/02/10/2016-02602.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Professionals 2016-02-10T00:00:00-08:00 2016-02-10T00:00:00-08:00 2016-02602 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-10/pdf/2016-02602.pdf