<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/02/03?registers=between Wed, 27 Nov 2024 00:24:34 -0800 Wed, 27 Nov 2024 00:24:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/02/03?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01960.html https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01960.html Wed, 03 Feb 2016 00:00:00 -0800 2016-01960 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-03/pdf/2016-01960.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the NYSE MKT Company Guide To Create a New Section 146 Under Which a Certain Category of Newly Listed Issuers Would Be Entitled To Receive Complimentary Products and Services From the Exchange https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01932.html https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01932.html Wed, 03 Feb 2016 00:00:00 -0800 2016-01932 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-03/pdf/2016-01932.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01931.html https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01931.html Wed, 03 Feb 2016 00:00:00 -0800 2016-01931 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-03/pdf/2016-01931.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Provide for Price Collar Thresholds for Trading Halt Auctions https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01930.html https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01930.html Wed, 03 Feb 2016 00:00:00 -0800 2016-01930 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-03/pdf/2016-01930.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01929.html https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01929.html Wed, 03 Feb 2016 00:00:00 -0800 2016-01929 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-03/pdf/2016-01929.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Modifying the NYSE Amex Options Fee Schedule To Add an Early Adopter Specialist Credit https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01928.html https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01928.html Wed, 03 Feb 2016 00:00:00 -0800 2016-01928 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-03/pdf/2016-01928.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01927.html https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01927.html Wed, 03 Feb 2016 00:00:00 -0800 2016-01927 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-03/pdf/2016-01927.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Make Permanent the Pilot Program Eliminating Minimum Value Sizes for Opening Transactions in New Series of FLEX Options https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01926.html https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01926.html Wed, 03 Feb 2016 00:00:00 -0800 2016-01926 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-03/pdf/2016-01926.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Minor Changes to Rule 1064, Crossing, Facilitation and Solicited Orders https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01925.html https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01925.html Wed, 03 Feb 2016 00:00:00 -0800 2016-01925 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-03/pdf/2016-01925.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Deleting Rule 410B Governing Reporting Requirements for Off-Exchange Transactions https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01924.html https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01924.html Wed, 03 Feb 2016 00:00:00 -0800 2016-01924 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-03/pdf/2016-01924.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving a Proposed Rule Change Deleting Rule 410B-Equities Governing Reporting Requirements for Off-Exchange Transactions https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01923.html https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01923.html Wed, 03 Feb 2016 00:00:00 -0800 2016-01923 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-03/pdf/2016-01923.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Changes to the Investment Strategy for the PowerShares S&P 500® Downside Hedged Portfolio https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01922.html https://regulations.justia.com/regulations/fedreg/2016/02/03/2016-01922.html Wed, 03 Feb 2016 00:00:00 -0800 2016-01922 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-02-03/pdf/2016-01922.pdf