<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/01/27?registers=between Thu, 02 May 2024 00:21:37 -0700 Thu, 02 May 2024 00:21:37 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/01/27?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Exchange's Schedule of Fees and Charges To Define the Term “Exchange Traded Products” and To Provide for the Proration of Annual Fees Applicable to Exchange Traded Products That Have Liquidated https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01668.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01668.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01668 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01668.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Arca Order Imbalances Proprietary Market Data Product https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01667.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01667.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01667 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01667.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM Rules at Chapter XV, Section 2 https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01666.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01666.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01666 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01666.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Quote Spread Parameter Provision https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01665.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01665.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01665 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01665.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.24, Retail Price Improvement Program, To Extend the Pilot Period https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01664.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01664.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01664 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01664.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01663.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01663.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01663 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01663.pdf Proposed Rule - Extension of Comment Period for Disclosure of Payments by Resource Extraction Issuers https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01545.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01545.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01545 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01545.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of the First Trust Municipal High Income ETF of First Trust Exchange-Traded Fund III https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01542.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01542.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01542 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01542.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Price Protection Mechanisms for Quotes and Orders https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01540.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01540.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01540 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01540.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Price Protection Mechanisms for Quotes and Orders https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01539.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01539.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01539 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01539.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Limit Order Protection and a Market Order Protection https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01538.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01538.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01538 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01538.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating To Listing and Trading of Shares of the Cumberland Municipal Bond ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01536.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01536.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01536 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01536.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rule 14.11(i), Managed Fund Shares, to List and Trade Shares of the iShares iBonds Dec 2023 AMT-Free Muni Bond ETF, iShares iBonds Dec 2024 AMT-Free Muni Bond ETF, iShares iBonds Dec 2025 AMT-Free Muni Bond ETF, and iShares iBonds Dec 2026 AMT-Free Muni Bond ETF of the iShares U.S. ETF Trust https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01535.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01535.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01535 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01535.pdf Notice - Self-Regulatory Organization; BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01534.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01534.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01534 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01534.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding SQF Port Fees https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01533.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01533.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01533 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01533.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01532.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01532.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01532 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01532.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Subsection (a)(7) of Rule 7003, Registration and Processing Fees https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01531.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01531.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01531 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01531.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Subsection (a)(7) of Rule 7003, Registration and Processing Fees https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01530.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01530.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01530 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01530.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 11.27 To Implement the Quoting and Trading Requirements of the Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01529.html https://regulations.justia.com/regulations/fedreg/2016/01/27/2016-01529.html Wed, 27 Jan 2016 00:00:00 -0800 2016-01529 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-27/pdf/2016-01529.pdf