Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/01/21?limit=200&registers=between&mode=atom 2024-11-23T07:29:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01148.html Proposed Rule - Access to Data Obtained by Security-Based Swap Data Repositories and Exemption From Indemnification Requirement 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01148 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01148.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01147.html Notice - J.P. Morgan Exchange-Traded Fund Trust, et al.; Notice of Application 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01147 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01147.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01064.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 7018 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01064 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01064.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01063.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Integrated Feed 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01063 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01063.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01062.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE BBO and NYSE Trades 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01062 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01062.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01061.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT Order Imbalances 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01061 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01061.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01060.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Obsolete Rules 1000B-1012B and To Amend Rule 722 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01060 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01060.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01059.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Permit P.M.-Settled Options on Broad-Based Indexes To Expire on Any Wednesday of the Month by Expanding the End of Week/End of Month Pilot Program 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01059 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01059.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01058.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend FINRA Rule 4210 (Margin Requirements) To Establish Margin Requirements for the TBA Market, as Modified by Partial Amendment No. 1 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01058 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01058.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01057.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 132.30(9)-Equities To Conform the Exchange's Rules to Industry-Wide Standards for Recording the Capacity in Which a Member Organization Executes a Transaction 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01057 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01057.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01056.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT BBO and NYSE MKT Trades 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01056 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01056.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01055.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01055 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01055.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01054.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Phlx Rules 792, 794, 797, and 798 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01054 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01054.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01053.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE MKT OpenBook 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01053 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01053.pdf https://regulations.justia.com/regulations/fedreg/2016/01/21/2016-01052.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE OpenBook 2016-01-21T00:00:00-08:00 2016-01-21T00:00:00-08:00 2016-01052 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-21/pdf/2016-01052.pdf