Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/01/15?limit=200&registers=between&mode=atom 2024-11-26T21:28:18-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00662.html Notice - Investment Managers Series Trust, et al.; Notice of Application 2016-01-15T00:00:00-08:00 2016-01-15T00:00:00-08:00 2016-00662 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00662.pdf https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00661.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Market Vectors Dynamic Put Write ETF Under NYSE Arca Equities Rule 8.600 2016-01-15T00:00:00-08:00 2016-01-15T00:00:00-08:00 2016-00661 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00661.pdf https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00646.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the DTC Custody Service Guide To Codify Its Current Procedures for Assigning a Value to Custody Service Securities for Shipping Insurance Valuation Purposes 2016-01-15T00:00:00-08:00 2016-01-15T00:00:00-08:00 2016-00646 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00646.pdf https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00645.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 1 and 3 Thereto, Relating to Auctions for Pillar, the Exchange's New Trading Technology Platform 2016-01-15T00:00:00-08:00 2016-01-15T00:00:00-08:00 2016-00645 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00645.pdf https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00644.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7015 2016-01-15T00:00:00-08:00 2016-01-15T00:00:00-08:00 2016-00644 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00644.pdf https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00643.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VIII of the Pricing Schedule 2016-01-15T00:00:00-08:00 2016-01-15T00:00:00-08:00 2016-00643 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00643.pdf https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00642.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Trading License Fee for Calendar Year 2016, Effective January 4, 2016 2016-01-15T00:00:00-08:00 2016-01-15T00:00:00-08:00 2016-00642 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00642.pdf https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00641.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 27.1, Definitions, and 27.4, Temporary Rule Governing Phase-Out of P and P/A Orders 2016-01-15T00:00:00-08:00 2016-01-15T00:00:00-08:00 2016-00641 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00641.pdf https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00640.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2016-01-15T00:00:00-08:00 2016-01-15T00:00:00-08:00 2016-00640 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00640.pdf https://regulations.justia.com/regulations/fedreg/2016/01/15/2016-00639.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc., Notice of Filing of Proposed Rule Change To List and Trade Shares of the SPDR DoubleLine Emerging Markets Fixed Income ETF of the SSgA Active Trust 2016-01-15T00:00:00-08:00 2016-01-15T00:00:00-08:00 2016-00639 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-15/pdf/2016-00639.pdf