Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/01/13?limit=200&registers=between&mode=atom 2024-04-25T13:49:23-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00591.html Notice - In the Matter of DC Brands International Inc., Order of Suspension of Trading 2016-01-13T00:00:00-08:00 2016-01-13T00:00:00-08:00 2016-00591 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00591.pdf https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00566.html Notice - Sunshine Act Meeting 2016-01-13T00:00:00-08:00 2016-01-13T00:00:00-08:00 2016-00566 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00566.pdf https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00493.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Rules 11.5, Registration of Market Makers, 11.6, Obligations of Market Maker Authorized Traders, 11.7, Registration of Market Makers in a Security, and 11.8, Obligations of Market Makers 2016-01-13T00:00:00-08:00 2016-01-13T00:00:00-08:00 2016-00493 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00493.pdf https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00470.html Notice - Investment Company Act Release No. 31953; File No. 812-14411 Columbia Funds Series Trust I, et al.; Notice of Application 2016-01-13T00:00:00-08:00 2016-01-13T00:00:00-08:00 2016-00470 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00470.pdf https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00469.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish Rules To Adopt FINRA Rule 6191(a) To Implement the Quoting and Trading Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program 2016-01-13T00:00:00-08:00 2016-01-13T00:00:00-08:00 2016-00469 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00469.pdf https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00468.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish Rules To Adopt FINRA Rule 6191(b) and Amend FINRA Rule 7440 To Implement the Data Collection Requirements of the Plan To Implement a Tick Size Pilot Program 2016-01-13T00:00:00-08:00 2016-01-13T00:00:00-08:00 2016-00468 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00468.pdf https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00467.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.17, Registration of Market Makers, and 11.20, Obligations of Market Makers 2016-01-13T00:00:00-08:00 2016-01-13T00:00:00-08:00 2016-00467 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00467.pdf https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00466.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.17, Registration of Market Makers, and 11.20, Obligations of Market Makers 2016-01-13T00:00:00-08:00 2016-01-13T00:00:00-08:00 2016-00466 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00466.pdf https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00465.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) 2016-01-13T00:00:00-08:00 2016-01-13T00:00:00-08:00 2016-00465 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00465.pdf https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00464.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Rules 11.5, Registration of Market Makers, 11.6, Obligations of Market Maker Authorized Traders, 11.7, Registration of Market Makers in a Security, and 11.8, Obligations of Market Makers 2016-01-13T00:00:00-08:00 2016-01-13T00:00:00-08:00 2016-00464 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00464.pdf https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00463.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 132.30(9) To Conform the Exchange's Rules to Industry-Wide Standards for Recording the Capacity in Which a Member Organization Executes a Transaction 2016-01-13T00:00:00-08:00 2016-01-13T00:00:00-08:00 2016-00463 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00463.pdf https://regulations.justia.com/regulations/fedreg/2016/01/13/2016-00462.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2016-01-13T00:00:00-08:00 2016-01-13T00:00:00-08:00 2016-00462 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-13/pdf/2016-00462.pdf