Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/01/11?limit=200&registers=between&mode=atom 2024-12-21T03:37:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-260.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 7015 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-260 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-260.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-259.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Credit Option Margin Pilot Program Through January 17, 2017 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-259 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-259.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-258.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan to Add the EDGX Exchange, Inc. as a Participant 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-258 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-258.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-257.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add EDGX Exchange, Inc. (“EDGX”) as a Plan Sponsor 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-257 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-257.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-256.html Notice - Proposed Collection; Comment Request 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-256 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-256.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-255.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7014 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-255 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-255.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-254.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Certain CBOE Real-Time Data Feeds 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-254 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-254.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-253.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Retail Price Improvement Program 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-253 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-253.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-252.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay of Implementation of Kill Switch 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-252 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-252.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-251.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay of Implementation of Kill Switch 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-251 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-251.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-250.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22, Data Products, To Describe IPO Auction Viewer 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-250 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-250.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-249.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Implement Additional Price Protections in the Opening Process 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-249 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-249.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-248.html Notice - Self-Regulatory Organizations; International Securities Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-248 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-248.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-247.html Notice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-247 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-247.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-246.html Notice - Proposed Collection; Comment Request 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-246 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-246.pdf https://regulations.justia.com/regulations/fedreg/2016/01/11/2016-210.html Notice - Northern Lights Fund Trust, et al.; Notice of Application 2016-01-11T00:00:00-08:00 2016-01-11T00:00:00-08:00 2016-210 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-11/pdf/2016-210.pdf