Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/01/07?limit=200&registers=between&mode=atom 2021-12-01T20:53:47-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/01/07/2016-00044.html Proposed Rule - Establishing the Form and Manner With Which Security-Based Swap Data Repositories Must Make Security-Based Swap Data Available to the Commission; Correction 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2016-00044 Proposed Rule https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2016-00044.pdf https://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33313.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual To Exempt Early Stage Companies From Having To Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities in Which a Related Party Has a Substantial Interest 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2015-33313 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33313.pdf https://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33312.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend the Derivatives and Other Off-Balance Sheet Items Schedule Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2015-33312 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33312.pdf https://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33311.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Series 9/10 Examination Program 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2015-33311 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33311.pdf https://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33310.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Postponing the Date for Retirement of Computer to Computer Facility Corporate Action Announcement Files, and Implementing a Fee Associated With Its Use 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2015-33310 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33310.pdf https://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33309.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To Amend the By-Laws of Nasdaq, Inc. 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2015-33309 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33309.pdf https://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33308.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the By-Laws of Nasdaq, Inc. 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2015-33308 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33308.pdf https://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33307.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the By-Laws of Nasdaq, Inc. 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2015-33307 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33307.pdf https://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33306.html Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the By-Laws of Nasdaq, Inc. 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2015-33306 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33306.pdf https://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33305.html Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the By-Laws of Nasdaq, Inc. 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2015-33305 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33305.pdf https://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33216.html Notice - Submission for OMB Review; Comment Request 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2015-33216 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33216.pdf https://regulations.justia.com/regulations/fedreg/2016/01/07/2015-33215.html Notice - Submission for OMB Review; Comment Request 2016-01-07T00:00:00-08:00 2016-01-07T00:00:00-08:00 2015-33215 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-07/pdf/2015-33215.pdf