Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/01/06?limit=200&registers=between&mode=atom 2024-11-26T22:26:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33220.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1060 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33220 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33220.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33219.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Order Exposure 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33219 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33219.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33218.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a Fee To Be Charged To Transfer Agents of DTC-Eligible Issues Subject to a Corporate Action 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33218 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33218.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33217.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New Rules To Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33217 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33217.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33214.html Notice - Submission for OMB Review; Comment Request 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33214 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33214.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33213.html Notice - Submission for OMB Review; Comment Request 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33213 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33213.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33212.html Notice - Submission for OMB Review; Comment Request 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33212 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33212.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33211.html Notice - Submission for OMB Review; Comment Request 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33211 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33211.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33210.html Notice - Proposed Collection; Comment Request 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33210 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33210.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33209.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Managed Data Solutions 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33209 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33209.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33208.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Managed Data Solutions 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33208 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33208.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33207.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of RiverFront Dynamic Unconstrained Income ETF and RiverFront Dynamic Core Income ETF Under NYSE Arca Equities Rule 8.600 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33207 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33207.pdf https://regulations.justia.com/regulations/fedreg/2016/01/06/2015-33206.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Fees for Managed Data Solutions 2016-01-06T00:00:00-08:00 2016-01-06T00:00:00-08:00 2015-33206 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-06/pdf/2015-33206.pdf