<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/01/05?registers=between Thu, 02 May 2024 16:56:00 -0700 Thu, 02 May 2024 16:56:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2016/01/05?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33314.html https://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33314.html Tue, 05 Jan 2016 00:00:00 -0800 2015-33314 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-05/pdf/2015-33314.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Modify Certain Fees for Executions at the Close https://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33116.html https://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33116.html Tue, 05 Jan 2016 00:00:00 -0800 2015-33116 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-05/pdf/2015-33116.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33115.html https://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33115.html Tue, 05 Jan 2016 00:00:00 -0800 2015-33115 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-05/pdf/2015-33115.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Fees Related to Automated Customer Account Transfer Service, Obligation Warehouse, Fund/SERVĀ®, Insurance and Retirement Processing Services, and Alternative Investment Product Services https://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33114.html https://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33114.html Tue, 05 Jan 2016 00:00:00 -0800 2015-33114 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-05/pdf/2015-33114.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Single Name Backloading Incentive Program https://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33113.html https://regulations.justia.com/regulations/fedreg/2016/01/05/2015-33113.html Tue, 05 Jan 2016 00:00:00 -0800 2015-33113 Notice https://www.gpo.gov/fdsys/pkg/FR-2016-01-05/pdf/2015-33113.pdf