Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/12/29?limit=200&registers=between&mode=atom 2024-11-23T21:08:18-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/12/29/2015-32654.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Amend and Correct Phlx Rule 1080.07 2015-12-29T00:00:00-08:00 2015-12-29T00:00:00-08:00 2015-32654 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-29/pdf/2015-32654.pdf https://regulations.justia.com/regulations/fedreg/2015/12/29/2015-32653.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Options Market-Fees and Rebates 2015-12-29T00:00:00-08:00 2015-12-29T00:00:00-08:00 2015-32653 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-29/pdf/2015-32653.pdf https://regulations.justia.com/regulations/fedreg/2015/12/29/2015-32652.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Level 2 Professional Subscriber Fee 2015-12-29T00:00:00-08:00 2015-12-29T00:00:00-08:00 2015-32652 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-29/pdf/2015-32652.pdf https://regulations.justia.com/regulations/fedreg/2015/12/29/2015-32651.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Rule 1068, Execution of Multi-Part Orders 2015-12-29T00:00:00-08:00 2015-12-29T00:00:00-08:00 2015-32651 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-29/pdf/2015-32651.pdf https://regulations.justia.com/regulations/fedreg/2015/12/29/2015-32650.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee and Rebate Schedule Pursuant to Exchange Rule 16.1 2015-12-29T00:00:00-08:00 2015-12-29T00:00:00-08:00 2015-32650 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-29/pdf/2015-32650.pdf https://regulations.justia.com/regulations/fedreg/2015/12/29/2015-32649.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Revise the ICC Risk Management Framework and ICC Treasury Operations Policies and Procedures, and Adopt the ICC Risk Management Model Description Document 2015-12-29T00:00:00-08:00 2015-12-29T00:00:00-08:00 2015-32649 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-29/pdf/2015-32649.pdf https://regulations.justia.com/regulations/fedreg/2015/12/29/2015-32648.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 2020 (Participant Eligibility and Registration) To Replace the Limited Representative-Proprietary Trader and Limited Principal-Proprietary Trader Registration Categories and Establish the Securities Trader and Securities Trader Principal Registration Categories 2015-12-29T00:00:00-08:00 2015-12-29T00:00:00-08:00 2015-32648 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-29/pdf/2015-32648.pdf