Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/12/24?limit=200&registers=between&mode=atom 2024-11-27T16:49:42-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32576.html Notice - Bravo Resource Partners, Ltd., First Potash Corp., HIP Energy Corporation, Musgrove Minerals Corp., and Starcore International Ventures Ltd. (a/k/a Starcore International Mines Ltd.); Order of Suspension of Trading 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32576 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32576.pdf https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32575.html Notice - Bioject Medical Technologies, Inc., Black Castle Developments Holdings, Inc. (n/k/a ingXabo Corporation), Catalyst Resource Group, Inc., SSI International, Ltd., Strike Axe, Inc., and Viper Powersports, Inc.; Order of Suspension of Trading 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32575 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32575.pdf https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32392.html Notice - Proposed Collection; Comment Request 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32392 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32392.pdf https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32391.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Trading Halts 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32391 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32391.pdf https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32390.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to ICC End-of-Day Price Discovery Policy 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32390 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32390.pdf https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32389.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees and Rebates Related to BX Price Improvement Auction (PRISM) 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32389 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32389.pdf https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32388.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates and Tiers Related to BX Options 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32388 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32388.pdf https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32387.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories and To Establish the Series 57 Examination as the Appropriate Qualification Examination for Securities Traders 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32387 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32387.pdf https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32386.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 1.1(s) To Provide for Price Collar Thresholds for Trading Halt Auctions 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32386 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32386.pdf https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32385.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to ALLB Routing and Other Fees for Use of BATS Y-Exchange, Inc. 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32385 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32385.pdf https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32384.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to ALLB Routing and Other Fees for Use of BATS Exchange, Inc. 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32384 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32384.pdf https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32383.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Sections (e) Through (h) of Exchange Rule 1020, Registration and Functions of Options Specialists 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32383 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32383.pdf https://regulations.justia.com/regulations/fedreg/2015/12/24/2015-32382.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Concerning the Adoption of a Charter of a New Committee of The Options Clearing Corporation's Board of Directors, the Technology Committee 2015-12-24T00:00:00-08:00 2015-12-24T00:00:00-08:00 2015-32382 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-24/pdf/2015-32382.pdf