Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/12/22?limit=200&registers=between&mode=atom 2024-11-21T21:31:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/12/22/2015-32106.html Rule - Crowdfunding; Correction 2015-12-22T00:00:00-08:00 2015-12-22T00:00:00-08:00 2015-32106 Rule https://www.gpo.gov/fdsys/pkg/FR-2015-12-22/pdf/2015-32106.pdf https://regulations.justia.com/regulations/fedreg/2015/12/22/2015-32079.html Notice - Third Avenue Trust and Third Avenue Management LLC; Notice of Application and Temporary Order 2015-12-22T00:00:00-08:00 2015-12-22T00:00:00-08:00 2015-32079 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-22/pdf/2015-32079.pdf https://regulations.justia.com/regulations/fedreg/2015/12/22/2015-32053.html Notice - Proposed Collection; Comment Request 2015-12-22T00:00:00-08:00 2015-12-22T00:00:00-08:00 2015-32053 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-22/pdf/2015-32053.pdf https://regulations.justia.com/regulations/fedreg/2015/12/22/2015-32052.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Cabinet Trading Pilot Program 2015-12-22T00:00:00-08:00 2015-12-22T00:00:00-08:00 2015-32052 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-22/pdf/2015-32052.pdf https://regulations.justia.com/regulations/fedreg/2015/12/22/2015-32051.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Merge FINRA Dispute Resolution, Inc. Into and With FINRA Regulation, Inc. 2015-12-22T00:00:00-08:00 2015-12-22T00:00:00-08:00 2015-32051 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-22/pdf/2015-32051.pdf https://regulations.justia.com/regulations/fedreg/2015/12/22/2015-32050.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting Rule 410B-Equities Governing Reporting Requirements for Off-Exchange Transactions 2015-12-22T00:00:00-08:00 2015-12-22T00:00:00-08:00 2015-32050 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-22/pdf/2015-32050.pdf https://regulations.justia.com/regulations/fedreg/2015/12/22/2015-32049.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until January 5, 2017 2015-12-22T00:00:00-08:00 2015-12-22T00:00:00-08:00 2015-32049 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-22/pdf/2015-32049.pdf https://regulations.justia.com/regulations/fedreg/2015/12/22/2015-32048.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions to Take Place at a Price That Is Below $1 Per Option Contract Until January 5, 2017 2015-12-22T00:00:00-08:00 2015-12-22T00:00:00-08:00 2015-32048 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-22/pdf/2015-32048.pdf https://regulations.justia.com/regulations/fedreg/2015/12/22/2015-32047.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting Rule 410B Governing Reporting Requirements for Off-Exchange Transactions 2015-12-22T00:00:00-08:00 2015-12-22T00:00:00-08:00 2015-32047 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-22/pdf/2015-32047.pdf https://regulations.justia.com/regulations/fedreg/2015/12/22/2015-32046.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.3, Forwarding of Proxy and Other Issuer Materials; Proxy Voting 2015-12-22T00:00:00-08:00 2015-12-22T00:00:00-08:00 2015-32046 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-22/pdf/2015-32046.pdf https://regulations.justia.com/regulations/fedreg/2015/12/22/2015-32045.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 13.3, Forwarding of Proxy and Other Issuer Materials; Proxy Voting 2015-12-22T00:00:00-08:00 2015-12-22T00:00:00-08:00 2015-32045 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-22/pdf/2015-32045.pdf https://regulations.justia.com/regulations/fedreg/2015/12/22/2015-32044.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Exposure 2015-12-22T00:00:00-08:00 2015-12-22T00:00:00-08:00 2015-32044 Notice https://www.gpo.gov/fdsys/pkg/FR-2015-12-22/pdf/2015-32044.pdf