<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/12/09?registers=between Sun, 24 Nov 2024 07:33:11 -0800 Sun, 24 Nov 2024 07:33:11 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/12/09?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-31106.html https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-31106.html Wed, 09 Dec 2015 00:00:00 -0800 2015-31106 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-09/pdf/2015-31106.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing to Modify The Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30971.html https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30971.html Wed, 09 Dec 2015 00:00:00 -0800 2015-30971 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-09/pdf/2015-30971.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C-Equities To Distinguish Between Retail Orders Routed on Behalf of Other Broker-Dealers and Retail Orders That Are Routed on Behalf of Introduced Retail Accounts That Are Carried on a Fully Disclosed Basis https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30945.html https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30945.html Wed, 09 Dec 2015 00:00:00 -0800 2015-30945 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-09/pdf/2015-30945.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 107C To Distinguish Between Retail Orders Routed on Behalf of Other Broker-Dealers and Retail Orders That Are Routed on Behalf of Introduced Retail Accounts That Are Carried on a Fully Disclosed Basis https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30944.html https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30944.html Wed, 09 Dec 2015 00:00:00 -0800 2015-30944 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-09/pdf/2015-30944.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rule 11.27 Regarding the Quoting and Trading Requirements of the Tick Size Pilot Program https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30943.html https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30943.html Wed, 09 Dec 2015 00:00:00 -0800 2015-30943 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-09/pdf/2015-30943.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish Rules To Comply With the Requirements of the Plan To Implement a Tick Size Pilot Plan Submitted to the Commission Pursuant to Rule 608 of Regulation NMS Under the Act https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30942.html https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30942.html Wed, 09 Dec 2015 00:00:00 -0800 2015-30942 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-09/pdf/2015-30942.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Record Keeping Change and Substitution Listing Event Fees for Securities Listed Under the Rule 5700 Series https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30941.html https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30941.html Wed, 09 Dec 2015 00:00:00 -0800 2015-30941 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-09/pdf/2015-30941.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.44 and 7.44P To Distinguish Between Retail Orders Routed on Behalf of Other Broker-Dealers and Retail Orders That are Routed on Behalf of Introduced Retail Accounts That are Carried on a Fully Disclosed Basis https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30940.html https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30940.html Wed, 09 Dec 2015 00:00:00 -0800 2015-30940 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-09/pdf/2015-30940.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To amend IM-5050-10 to BOX Rule 5050 (Mini Option Contracts) https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30939.html https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30939.html Wed, 09 Dec 2015 00:00:00 -0800 2015-30939 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-09/pdf/2015-30939.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30866.html https://regulations.justia.com/regulations/fedreg/2015/12/09/2015-30866.html Wed, 09 Dec 2015 00:00:00 -0800 2015-30866 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-09/pdf/2015-30866.pdf