Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/12/08?limit=200&registers=between&mode=atom 2024-11-24T05:58:52-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-31071.html Notice - Sunshine Act Meeting 2015-12-08T00:00:00-08:00 2015-12-08T00:00:00-08:00 2015-31071 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-31071.pdf https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30946.html Notice - Sunshine Act Meeting 2015-12-08T00:00:00-08:00 2015-12-08T00:00:00-08:00 2015-30946 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-30946.pdf https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30867.html Notice - Nuveen Fund Advisors, LLC, et al.; Notice of Application 2015-12-08T00:00:00-08:00 2015-12-08T00:00:00-08:00 2015-30867 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-30867.pdf https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30838.html Notice - Investment Advisers Act of 1940, Release No. 4285/December 2, 2015; Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to Section 203(H) of the Investment Advisers Act of 1940 2015-12-08T00:00:00-08:00 2015-12-08T00:00:00-08:00 2015-30838 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-30838.pdf https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30837.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 132-Equities To Delete Supplementary Material .40 Requiring Members Effecting Transactions on the Equities Trading Floor to Submit Certain Data Elements and Badge Information and to Make a Conforming Change 2015-12-08T00:00:00-08:00 2015-12-08T00:00:00-08:00 2015-30837 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-30837.pdf https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30836.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 132 To Delete Supplementary Material .40 Requiring Members Effecting Transactions on the NYSE Trading Floor To Submit Certain Data Elements and Badge Information and To Make a Conforming Change 2015-12-08T00:00:00-08:00 2015-12-08T00:00:00-08:00 2015-30836 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-30836.pdf https://regulations.justia.com/regulations/fedreg/2015/12/08/2015-30835.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To List and Trade Shares of the Active Alts Contrarian ETF of ETFis Series Trust I 2015-12-08T00:00:00-08:00 2015-12-08T00:00:00-08:00 2015-30835 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-12-08/pdf/2015-30835.pdf