Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/11?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-04T08:03:07-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2015/11/30/2015-30481.htmlNotice - Sunshine Act Meeting2015-11-30T00:00:00-08:002015-11-30T00:00:00-08:002015-30481Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-30/pdf/2015-30481.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/30/2015-30332.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change Relating to the Active Specialized Quote Feed Port Fee2015-11-30T00:00:00-08:002015-11-30T00:00:00-08:002015-30332Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-30/pdf/2015-30332.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/30/2015-30245.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Regarding the Acknowledgment of End-of-Day Net-Net Settlement Balances by Settling Banks2015-11-30T00:00:00-08:002015-11-30T00:00:00-08:002015-30245Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-30/pdf/2015-30245.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/30/2015-30244.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating Alternative Primary Market Makers2015-11-30T00:00:00-08:002015-11-30T00:00:00-08:002015-30244Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-30/pdf/2015-30244.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/30/2015-30243.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-11-30T00:00:00-08:002015-11-30T00:00:00-08:002015-30243Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-30/pdf/2015-30243.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/30/2015-30242.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Amend Rule 804(g)2015-11-30T00:00:00-08:002015-11-30T00:00:00-08:002015-30242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-30/pdf/2015-30242.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/30/2015-30241.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Amend Rule 804(g)2015-11-30T00:00:00-08:002015-11-30T00:00:00-08:002015-30241Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-30/pdf/2015-30241.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30093.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30093Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30093.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30092.htmlNotice - ETF Series Solutions and AlphaClone, Inc.; Notice of Application2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30092Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30092.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30090.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30090Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30090.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30089.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30089Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30089.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30088.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Order Spread Protection2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30088.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30087.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30087.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30086.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rule 2.13, Mandatory Participation in Testing of Backup Systems2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30086Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30086.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30085.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify The Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30085Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30085.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30084.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting an Extension To Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program Until December 1, 20162015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30084.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30083.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt New Equity Trading Rules Relating to Auctions for Pillar, the Exchange's New Trading Technology Platform2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30083.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30082.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees, and Others2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30082.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30081.htmlNotice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Exchange Rule 5192015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30081.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30079.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to BX PRISM2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30079.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30078.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 8.600 To Adopt Generic Listing Standards for Managed Fund Shares2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30078.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30077.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Establishing Fees for the NYSE Integrated Feed2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30077Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30077.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30076.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for the Retail Price Improvement Program Until December 1, 20162015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30076Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30076.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30075.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Mechanism2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30075Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30075.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/27/2015-30074.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Mechanism2015-11-27T00:00:00-08:002015-11-27T00:00:00-08:002015-30074Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-27/pdf/2015-30074.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/25/2015-29931.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6191(b) and Amend FINRA Rule 7440 To Implement the Data Collection Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program2015-11-25T00:00:00-08:002015-11-25T00:00:00-08:002015-29931Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-25/pdf/2015-29931.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/25/2015-29930.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Adopt FINRA Rule 6191(a) To Implement the Quoting and Trading Requirements of the Regulation NMS Plan To Implement a Tick Size Pilot Program2015-11-25T00:00:00-08:002015-11-25T00:00:00-08:002015-29930Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-25/pdf/2015-29930.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/25/2015-29929.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change To Trade Expiring MSCI EAFE Index Options Until 3:00 p.m.2015-11-25T00:00:00-08:002015-11-25T00:00:00-08:002015-29929Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-25/pdf/2015-29929.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/25/2015-29928.htmlNotice - Order Granting a Conditional Exemption Under the Securities Exchange Act of 1934 From the Confirmation Requirements of Exchange Act Rule 10b-10(a) for Certain Transactions in Money Market Funds2015-11-25T00:00:00-08:002015-11-25T00:00:00-08:002015-29928Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-25/pdf/2015-29928.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/25/2015-29927.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Related to the ICC Rule Enforcement Process for Missed Submissions2015-11-25T00:00:00-08:002015-11-25T00:00:00-08:002015-29927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-25/pdf/2015-29927.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/25/2015-29926.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Rule 14.11(i) To Adopt Generic Listing Standards for Managed Fund Shares2015-11-25T00:00:00-08:002015-11-25T00:00:00-08:002015-29926Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-25/pdf/2015-29926.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/24/2015-29868.htmlNotice - ETF Series Solutions and U.S. Global Investors, Inc.; Notice of Application November 18, 20152015-11-24T00:00:00-08:002015-11-24T00:00:00-08:002015-29868Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-24/pdf/2015-29868.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/24/2015-29845.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether To Approve or Disapprove Proposed Rule Change Relating To Implementation of a Fee on Securities Lending and Repurchase Transactions With Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust2015-11-24T00:00:00-08:002015-11-24T00:00:00-08:002015-29845Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-24/pdf/2015-29845.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/24/2015-29844.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Administration of Livevol X License Agreements2015-11-24T00:00:00-08:002015-11-24T00:00:00-08:002015-29844Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-24/pdf/2015-29844.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/24/2015-29843.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Disruptive Quoting and Trading Activity2015-11-24T00:00:00-08:002015-11-24T00:00:00-08:002015-29843Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-24/pdf/2015-29843.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/24/2015-29842.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change Relating to Margin Requirements2015-11-24T00:00:00-08:002015-11-24T00:00:00-08:002015-29842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-24/pdf/2015-29842.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/24/2015-29841.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Withdrawal of a Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent2015-11-24T00:00:00-08:002015-11-24T00:00:00-08:002015-29841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-24/pdf/2015-29841.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/24/2015-29840.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Withdrawal of a Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent2015-11-24T00:00:00-08:002015-11-24T00:00:00-08:002015-29840Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-24/pdf/2015-29840.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/24/2015-29839.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delivery of the Regulatory Element of C2's Continuing Education Program2015-11-24T00:00:00-08:002015-11-24T00:00:00-08:002015-29839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-24/pdf/2015-29839.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29870.htmlNotice - In the Matter of African Copper Corp., Genmed Holding Corp., and Yanglin Soybean, Inc., Order of Suspension of Trading2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29870Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29870.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29745.htmlNotice - Submission for OMB Review; Comment Request2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29745Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29745.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29728.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Require Real-Time Trade Submission and To Prohibit Pre-Netting Practices Through NSCC's Correspondent Clearing Service2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29728Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29728.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29727.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29727Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29727.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29726.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Permit Trades in Eligible Fixed Income Securities Scheduled To Settle on Day After Trade Date To Be Processed for Settlement at National Securities Clearing Corporation2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29726Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29726.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29713.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored Access2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29713Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29713.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29712.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.13, Order Execution and Routing2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29712Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29712.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29711.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29711Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29711.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29710.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.11, Routing to Away Trading Centers2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29710Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29710.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29709.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored Access2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29709Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29709.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29708.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29708Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29708.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29707.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored Access2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29707Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29707.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29706.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29706Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29706.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/23/2015-29705.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Quality Incentive Program and Certain Other Fees and Credits for Execution and Routing2015-11-23T00:00:00-08:002015-11-23T00:00:00-08:002015-29705Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-23/pdf/2015-29705.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29603.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility2015-11-20T00:00:00-08:002015-11-20T00:00:00-08:002015-29603Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29603.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29602.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Market Access and Routing Subsidy or “MARS”2015-11-20T00:00:00-08:002015-11-20T00:00:00-08:002015-29602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29602.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29601.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Market Access and Routing Subsidy or “MARS”2015-11-20T00:00:00-08:002015-11-20T00:00:00-08:002015-29601Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29601.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29600.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Merge FINRA Dispute Resolution, Inc. Into and With FINRA Regulation, Inc.2015-11-20T00:00:00-08:002015-11-20T00:00:00-08:002015-29600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29600.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29599.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Proposed New MSRB Rule A-18, on Mandatory Participation in Business Continuity and Disaster Recovery Testing2015-11-20T00:00:00-08:002015-11-20T00:00:00-08:002015-29599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29599.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29598.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-11-20T00:00:00-08:002015-11-20T00:00:00-08:002015-29598Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29598.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29597.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1014, “Obligations and Restrictions Applicable to Specialists and Registered Options Traders”2015-11-20T00:00:00-08:002015-11-20T00:00:00-08:002015-29597Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29597.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/19/2015-29491.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule Effective December 1, 20152015-11-19T00:00:00-08:002015-11-19T00:00:00-08:002015-29491Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-19/pdf/2015-29491.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/19/2015-29490.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule2015-11-19T00:00:00-08:002015-11-19T00:00:00-08:002015-29490Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-19/pdf/2015-29490.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/19/2015-29489.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise ICC End-of-Day Price Discovery Policies and Procedures2015-11-19T00:00:00-08:002015-11-19T00:00:00-08:002015-29489Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-19/pdf/2015-29489.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/19/2015-29488.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment Nos. 3 and 5 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 3 and 5, Amending Exchange Disciplinary Rules To Facilitate the Reintegration of Certain Regulatory Functions From Financial Industry Regulatory Authority, Inc.2015-11-19T00:00:00-08:002015-11-19T00:00:00-08:002015-29488Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-19/pdf/2015-29488.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29502.htmlNotice - Sunshine Act Meeting2015-11-18T00:00:00-08:002015-11-18T00:00:00-08:002015-29502Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-18/pdf/2015-29502.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29501.htmlNotice - Sunshine Act Meeting2015-11-18T00:00:00-08:002015-11-18T00:00:00-08:002015-29501Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-18/pdf/2015-29501.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29395.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt a New Policy Relating to Trade Reports for Exchange Traded Products2015-11-18T00:00:00-08:002015-11-18T00:00:00-08:002015-29395Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-18/pdf/2015-29395.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29394.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt FINRA Rule 3210 (Accounts at Other Broker-Dealers and Financial Institutions), as Modified by Partial Amendment No. 1, in the Consolidated FINRA Rulebook2015-11-18T00:00:00-08:002015-11-18T00:00:00-08:002015-29394Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-18/pdf/2015-29394.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29393.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue the NYSE Arca Realtime Reference Price Market Data Product Offering2015-11-18T00:00:00-08:002015-11-18T00:00:00-08:002015-29393Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-18/pdf/2015-29393.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/18/2015-29392.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the NYSE MKT Realtime Reference Price Market Data Product Offering2015-11-18T00:00:00-08:002015-11-18T00:00:00-08:002015-29392Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-18/pdf/2015-29392.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29408.htmlNotice - Sunshine Act Meeting2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29408Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29408.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29290.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Constituting a Stated Interpretation With Respect to the Meaning, Administration, and Enforcement of Rule 28-Equities2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29290Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29290.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29232.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the RiverFront Strategic Income Fund Under NYSE Arca Equities Rule 8.6002015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29232Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29232.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29231.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for BZX Options2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29231Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29231.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29230.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories and To Retire Other Registration Categories2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29230Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29230.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29229.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29229Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29229.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29228.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Constituting a Stated Interpretation With Respect to the Meaning, Administration, and Enforcement of Rule 282015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29228.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29227.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice To Modify the Options Clearing Corporation's Margin Methodology by Incorporating Variations in Implied Volatility2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29227Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29227.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29226.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 2 to Proposed Rule Change Consisting of Proposed New Rule G-42, on Duties of Non-Solicitor Municipal Advisors, and Proposed Amendments to Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29226.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29225.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29225.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29224.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualification and Registration of Permit Holders2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29224.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29223.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29223.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29222.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29222.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29221.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29221.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29219.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue the NYSE Realtime Reference Price Market Data Product Offering2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29219.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29218.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Exchange Rule 610, Limitations on Dealings2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29218Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29218.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29217.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29217Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29217.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29216.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Certain Representations Relating to the NYSE Best Quote & Trades Data Feed2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29216Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29216.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29215.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29215Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29215.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29214.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Relating to a Corporate Transaction Involving Its Indirect Parent2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29214Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29214.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29213.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish the Securities Trader and Securities Trader Principal Registration Categories and To Retire Other Registration Categories2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29213Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29213.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29212.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Certain Representations Relating to the NYSE Best Quote & Trades Data Feed2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29212Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29212.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29204.htmlNotice - THL Credit, Inc., et al.; Notice of Application2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29204Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29204.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29203.htmlNotice - Submission for OMB Review; Comment Request2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29203Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29203.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/17/2015-29202.htmlNotice - Submission for OMB Review; Comment Request2015-11-17T00:00:00-08:002015-11-17T00:00:00-08:002015-29202Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-17/pdf/2015-29202.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/16/2015-29288.htmlNotice - In the Matter of Riverdale Mining Inc., and Tresoro Mining Corp., Order of Suspension of Trading2015-11-16T00:00:00-08:002015-11-16T00:00:00-08:002015-29288Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-29288.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/16/2015-29287.htmlNotice - In the Matter of Tirex Corporation, Order of Suspension of Trading2015-11-16T00:00:00-08:002015-11-16T00:00:00-08:002015-29287Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-29287.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28865.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List to Modify Certain Fees for Transactions that Remove Liquidity from the Exchange2015-11-16T00:00:00-08:002015-11-16T00:00:00-08:002015-28865Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28865.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28864.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Lead Market Makers (“LMMs”) by Deleting Rule 6.832015-11-16T00:00:00-08:002015-11-16T00:00:00-08:002015-28864Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28864.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28863.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendments Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc.2015-11-16T00:00:00-08:002015-11-16T00:00:00-08:002015-28863Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28863.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28862.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc.2015-11-16T00:00:00-08:002015-11-16T00:00:00-08:002015-28862Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28862.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28861.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Rule 5212015-11-16T00:00:00-08:002015-11-16T00:00:00-08:002015-28861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28861.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28860.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Examination Fee for the Securities Trader Qualification Examination (Series 57)2015-11-16T00:00:00-08:002015-11-16T00:00:00-08:002015-28860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28860.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28220.htmlRule - Crowdfunding2015-11-16T00:00:00-08:002015-11-16T00:00:00-08:002015-28220Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28220.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28811.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 11.1, Hours of Trading, To Rescind Interpretations and Policies .01, “Cessation of Trading Operations on NSX;” Adopting Rule 11.25 Relating to Use of Market Data Feeds; Amending NSX Rule 11.13 Relating to the Order Delivery Mode of Order Interaction; Amending NSX Rule 11.11 To Remove Certain Order Types and Correct Technical Deficiencies in the Numbering of Certain Sections of the Rule; and Amending Rule 11.12, Cross Message and Making Conforming Amendments to NSX Rules 11.11(c) and 16.22015-11-13T00:00:00-08:002015-11-13T00:00:00-08:002015-28811Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28811.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28810.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Chapter XV, Entitled “Options Pricing,” at Section 2 Governing Pricing for NASDAQ Members2015-11-13T00:00:00-08:002015-11-13T00:00:00-08:002015-28810Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28810.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28809.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7640A (Data Products Offered by Nasdaq)2015-11-13T00:00:00-08:002015-11-13T00:00:00-08:002015-28809Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28809.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28808.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus2015-11-13T00:00:00-08:002015-11-13T00:00:00-08:002015-28808Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28808.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28807.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus2015-11-13T00:00:00-08:002015-11-13T00:00:00-08:002015-28807Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28807.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28806.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-20, on Gifts, Gratuities and Non-Cash Compensation, and Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors, and the Deletion of Prior Interpretive Guidance2015-11-13T00:00:00-08:002015-11-13T00:00:00-08:002015-28806Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28806.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28795.htmlNotice - Order Granting Exemption From Compliance With the National Market System Plan To Implement a Tick Size Pilot Program2015-11-13T00:00:00-08:002015-11-13T00:00:00-08:002015-28795Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28795.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28796.htmlNotice - Good Hill Partners LP and Good Hill ETF Trust; Notice of Application2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28796.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28698.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Business Continuity and Disaster Recovery Plans Testing Requirements2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28698.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28697.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Business Continuity and Disaster Recovery Plans Testing Requirements2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28697Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28697.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28696.htmlNotice - Wildermuth Endowment Strategy Fund and Wildermuth Advisory, LLC; Notice of Application2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28696Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28696.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28695.htmlNotice - Legg Mason Partners Fund Advisor, LLC, et al.; Notice of Application2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28695.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28694.htmlNotice - Forum Funds and Exceed Advisory LLC; Notice of Application2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28694.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28693.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That the Co-Location Services Offered by the Exchange Include 40 Gigabit Internet Protocol Network Connections in the Exchange's Data Center and To Amend the Exchange's Price List To Implement Fees for the New Service2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28693Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28693.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28692.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Price Improving and Post-Only Orders2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28692Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28692.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28691.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to the Co-Location Services Offered by the Exchange (the Offering of a Wireless Connection To Allow Users To Receive Market Data Feeds From Third Party Markets) and To Reflect Changes to the Exchange's Price List Related to These Services2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28691Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28691.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28690.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That the Co-Location Services Offered by the Exchange Include 40 Gigabit Internet Protocol Network Connections in the Exchange's Data Center and To Amend the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Implement Fees for the New Service2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28690Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28690.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28689.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide That the Co-Location Services Offered by the Exchange Include 40 Gigabit Internet Protocol Network Connections in the Exchange's Data Center and To Amend the Exchange's Price List To Implement Fees for the New Services2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28689Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28689.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28688.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Business Continuity and Disaster Recovery Plans Testing Requirements2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28688Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28688.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28687.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Business Continuity and Disaster Recovery Plans (“BC/DR plans”) Testing Requirements for Certain Options Participants in Connection With Regulation Systems Compliance and Integrity (“Regulation SCI”)2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28687Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28687.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28686.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to the Co-Location Services Offered by the Exchange (the Offering of a Wireless Connection To Allow Users To Receive Market Data Feeds From Third Party Markets) and To Reflect Changes to the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to These Services2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28686Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28686.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28685.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Chapter XV, Entitled “Options Pricing,” at Section 2 Governing Pricing for NASDAQ Members2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28685Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28685.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28684.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to the Co-Location Services Offered by the Exchange (the Offering of a Wireless Connection To Allow Users To Receive Market Data Feeds From Third Party Markets) and To Reflect Changes to the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges Related to These Services2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28684Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28684.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28683.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Chapter XV, Entitled “Options Pricing,” at Section 2 Governing Pricing for NASDAQ Members2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28683Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28683.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28682.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendments No. 1 and 3, Relating to Listing and Trading of Shares of the Guggenheim Total Return Bond ETF Under NYSE Arca Equities Rule 8.6002015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28682Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28682.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28681.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Mandatory Participation in Business Continuity and Disaster Recovery Testing Under Regulation SCI2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28681Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28681.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28680.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Reduce the Waiting Period for the Release of Information Reported on Form U52015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28680Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28680.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/12/2015-28677.htmlNotice - Pointbreak Advisers LLC, et al.; Notice of Application2015-11-12T00:00:00-08:002015-11-12T00:00:00-08:002015-28677Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-12/pdf/2015-28677.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28706.htmlNotice - In the Matter of Inelco Corp., and Teliphone Corp.; Order of Suspension of Trading2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28706Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28706.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28699.htmlNotice - Sunshine Act Meeting2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28699Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28699.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28521.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring Certain Member Organizations To Participate in Business Continuity and Disaster Recovery Plans Testing in Connection With Regulation Systems Compliance and Integrity2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28521.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28520.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring Certain ETP Holders To Participate in Business Continuity and Disaster Recovery Plans Testing in Connection With Regulation Systems Compliance and Integrity2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28520.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28519.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Mini Options2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28519.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28518.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the LIST Routing Option2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28518.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28516.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To List and Trade Options That Overlie a Reduced Value of the FTSE 100 Index2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28516.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28515.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28515.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28514.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Business and Disaster Recovery Plans Testing Requirements for Certain Participants in Connection With Regulation Systems Compliance and Integrity2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28514.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28513.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring OTP Holders To Participate in Business Continuity and Disaster Recovery Plans Testing in Connection With Regulation Systems Compliance and Integrity2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28513Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28513.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28512.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Provide Mechanism for Sub-Account Settlement With Respect to the Alternative Investment Product Services2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28512Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28512.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28511.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Data Feeds From National Stock Exchange, Inc. for Order Handling and Execution, Order Routing, and Regulatory Compliance2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28511Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28511.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28510.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring Certain Member Organizations To Participate in Business Continuity and Disaster Recovery Plans Testing in Connection With Regulation Systems Compliance and Integrity2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28510Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28510.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28509.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 19-Equities To Specify in Exchange Rules the Exchange's Use of Data Feeds From National Stock Exchange, Inc. for Order Handling and Execution, Order Routing, and Regulatory Compliance2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28509Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28509.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28508.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Chapter XV, Entitled “Options Pricing,” at Section 2 Governing Pricing for NASDAQ Members2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28508Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28508.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28505.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 19 To Specify in Exchange Rules the Exchange's Use of Data Feeds From National Stock Exchange, Inc. for Order Handling and Execution, Order Routing, and Regulatory Compliance2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28505Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28505.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28504.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To List and Trade Options That Overlie a Reduced Value of the FTSE China 50 Index2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28504Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28504.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/10/2015-28219.htmlProposed Rule - Exemptions To Facilitate Intrastate and Regional Securities Offerings2015-11-10T00:00:00-08:002015-11-10T00:00:00-08:002015-28219Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-10/pdf/2015-28219.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28549.htmlNotice - In the Matter of Friendly Energy Exploration, Public Media Works, Inc., VRDT Corp., and Zoro Mining Corp., File No. 500-1; Order of Suspension of Trading2015-11-09T00:00:00-08:002015-11-09T00:00:00-08:002015-28549Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-09/pdf/2015-28549.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28405.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Establish a Retail Order Process Known as “RTFY”2015-11-09T00:00:00-08:002015-11-09T00:00:00-08:002015-28405Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-09/pdf/2015-28405.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28404.htmlNotice - Self-Regulatory Organizations; International Securities Exchange; Notice of Filing of Proposed Rule Change To Comply With the Requirements of Rule 1004 of Regulation SCI2015-11-09T00:00:00-08:002015-11-09T00:00:00-08:002015-28404Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-09/pdf/2015-28404.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28403.htmlNotice - Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing of Proposed Rule Change To Comply With the Requirements of Rule 1004 of Regulation SCI2015-11-09T00:00:00-08:002015-11-09T00:00:00-08:002015-28403Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-09/pdf/2015-28403.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28402.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Revise the ICC Risk Management Framework and ICC Treasury Operations Policies and Procedures, and Adopt the ICC Risk Management Model Description Document2015-11-09T00:00:00-08:002015-11-09T00:00:00-08:002015-28402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-09/pdf/2015-28402.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28401.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3.22, Proxy Voting, and 13.3, Forwarding of Proxy and Other Issuer Materials2015-11-09T00:00:00-08:002015-11-09T00:00:00-08:002015-28401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-09/pdf/2015-28401.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28400.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 3.22, Proxy Voting, and 13.3, Forwarding of Proxy and Other Issuer Materials2015-11-09T00:00:00-08:002015-11-09T00:00:00-08:002015-28400Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-09/pdf/2015-28400.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/09/2015-28399.htmlNotice - Proposed Collection; Comment Request2015-11-09T00:00:00-08:002015-11-09T00:00:00-08:002015-28399Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-09/pdf/2015-28399.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/06/2015-28413.htmlNotice - In the Matter of CodeSmart Holdings, Inc.; Order of Suspension of Trading2015-11-06T00:00:00-08:002015-11-06T00:00:00-08:002015-28413Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-06/pdf/2015-28413.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/06/2015-28369.htmlNotice - Agency Information Collection; Submission for OMB Review; Joint Comment Request; Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies2015-11-06T00:00:00-08:002015-11-06T00:00:00-08:002015-28369Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-06/pdf/2015-28369.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/06/2015-28268.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete Rule 22.10, Limitations on Dealings2015-11-06T00:00:00-08:002015-11-06T00:00:00-08:002015-28268Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-06/pdf/2015-28268.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/06/2015-28267.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Smart Versus Direct Routing Protocol2015-11-06T00:00:00-08:002015-11-06T00:00:00-08:002015-28267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-06/pdf/2015-28267.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/05/2015-28149.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402015-11-05T00:00:00-08:002015-11-05T00:00:00-08:002015-28149Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-05/pdf/2015-28149.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/05/2015-28148.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change, as Modified by Amendment No. 1, Amending Sections 312.03(b) and 312.04 of the NYSE Listed Company Manual to Exempt Early Stage Companies From Having To Obtain Shareholder Approval Before Issuing Shares for Cash to Related Parties, Affiliates of Related Parties or Entities in Which a Related Party Has a Substantial Interest2015-11-05T00:00:00-08:002015-11-05T00:00:00-08:002015-28148Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-05/pdf/2015-28148.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/05/2015-28147.htmlNotice - Order Exempting Certain Large Traders From the Self-Identification Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934, and Exempting Certain Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Responsibilities Under the Rule2015-11-05T00:00:00-08:002015-11-05T00:00:00-08:002015-28147Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-05/pdf/2015-28147.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/05/2015-28146.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 21.2, 21.6, and 21.7, as They Relate To Order Acceptance Time2015-11-05T00:00:00-08:002015-11-05T00:00:00-08:002015-28146Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-05/pdf/2015-28146.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/05/2015-28145.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 21.2, 21.6, and 21.7, as They Relate to Order Acceptance Time2015-11-05T00:00:00-08:002015-11-05T00:00:00-08:002015-28145Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-05/pdf/2015-28145.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/05/2015-28144.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Risk Monitor Mechanism2015-11-05T00:00:00-08:002015-11-05T00:00:00-08:002015-28144Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-05/pdf/2015-28144.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/05/2015-28143.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Risk Monitor Mechanism2015-11-05T00:00:00-08:002015-11-05T00:00:00-08:002015-28143Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-05/pdf/2015-28143.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28069.htmlNotice - U.S. Bank National Association; Notice of Application2015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28069.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28068.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between BATS Exchange, Inc., BATS Y-Exchange, Inc., BOX Options Exchange LLC, Chicago Board Options Exchange, Incorporated, C2 Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, ISE Gemini, LLC, Miami International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. Relating to Regulation NMS Rules2015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28068.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28067.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc., and Miami International Securities Exchange, LLC Concerning Options-Related Market Surveillance2015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28067.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28066.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE MKT LLC, BATS Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, the Chicago Board Options Exchange, Incorporated, the EDGX Exchange, Inc., the International Securities Exchange LLC, ISE Gemini, LLC, Financial Industry Regulatory Authority, Inc., the New York Stock Exchange LLC, NYSE Arca, Inc., The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., the NASDAQ OMX PHLX, Inc., and Miami International Securities Exchange, LLC Concerning Options-Related Sales Practice Matters2015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28066.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28033.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Discontinuing the NYSE Retail Trading Product and the NYSE Program Trading Product Market Data Product Offerings2015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28033Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28033.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28026.htmlNotice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Rule 321 Business Continuity and Disaster Recovery Plans Testing Requirements for Designated Members2015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28026Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28026.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28025.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.8, Order Display and Book Processing2015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28025Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28025.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28024.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Adopt a New Price Improvement Auction, BX PRISM2015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28024Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28024.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28023.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.45 Relating to Disaster Recovery2015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28023Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28023.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28022.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 70182015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28022Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28022.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28021.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Terminology in Nasdaq Rules 4120, 5615 and 5745 and IM-5615-42015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28021Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28021.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28020.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Risk Monitor Mechanism2015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28020Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28020.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-28019.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 46-Equities, 46A-Equities, 103B-Equities, and 497-Equities To Replace References to the NYSE Regulation Board of Directors With the Exchange's Regulatory Oversight Committee2015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-28019Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-28019.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/04/2015-27921.htmlProposed Rule - Securities Investor Protection Corporation2015-11-04T00:00:00-08:002015-11-04T00:00:00-08:002015-27921Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-04/pdf/2015-27921.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/C1-2015-27221.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.25, Retail Order Attribution Program2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:00C1-2015-27221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/C1-2015-27221.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/C1-2015-26577.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule “Influencing or Rewarding Employees of Others”2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:00C1-2015-26577Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/C1-2015-26577.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-28065.htmlNotice - Order of Suspension of Trading; In the Matter of American Power Corp. and Locan, Inc.2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-28065Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-28065.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-28027.htmlNotice - Sunshine Act Meeting2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-28027Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-28027.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27916.htmlNotice - Submission for OMB Review; Comment Request2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27916Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27916.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27915.htmlNotice - Proposed Collection; Comment Request2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27915Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27915.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27913.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27913Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27913.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27912.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Additional Details Regarding the Requirement that Members Participate in Annual Testing of Business Continuity and Disaster Recovery Plans2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27912Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27912.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27911.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D To Specify That Exchange Systems May Open One or More Securities Electronically if a Designated Market Maker Registered in a Security or Securities Cannot Facilitate the Opening of Trading as Required by Exchange Rules2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27911Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27911.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27910.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Global Currency Gold Fund Under NYSE Arca Equities Rule 8.2012015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27910Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27910.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27909.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 123D-Equities To Specify That Exchange Systems May Open One or More Securities Electronically if a Designated Market Maker Registered in a Security or Securities Cannot Facilitate the Opening of Trading as Required by Exchange Rules2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27909Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27909.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27908.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period of the BATS Exchange, Inc.'s Supplemental Competitive Liquidity Provider Program2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27908Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27908.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27907.htmlNotice - SPDR® Series Trust, et al.; Notice of Application2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27907.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27906.htmlNotice - Submission for OMB Review; Comment Request2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27906Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27906.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27905.htmlNotice - Proposed Collection; Comment Request2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27905Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27905.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27904.htmlNotice - Proposed Collection; Comment Request2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27904Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27904.pdfhttps://regulations.justia.com/regulations/fedreg/2015/11/03/2015-27903.htmlNotice - Proposed Collection; Comment Request2015-11-03T00:00:00-08:002015-11-03T00:00:00-08:002015-27903Noticehttp://www.gpo.gov/fdsys/pkg/FR-2015-11-03/pdf/2015-27903.pdf