Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/11/20?limit=200&registers=between&mode=atom 2024-11-24T04:37:51-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29603.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Market LLC Options Facility 2015-11-20T00:00:00-08:00 2015-11-20T00:00:00-08:00 2015-29603 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29603.pdf https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29602.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Market Access and Routing Subsidy or “MARS” 2015-11-20T00:00:00-08:00 2015-11-20T00:00:00-08:00 2015-29602 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29602.pdf https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29601.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Create a Market Access and Routing Subsidy or “MARS” 2015-11-20T00:00:00-08:00 2015-11-20T00:00:00-08:00 2015-29601 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29601.pdf https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29600.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Merge FINRA Dispute Resolution, Inc. Into and With FINRA Regulation, Inc. 2015-11-20T00:00:00-08:00 2015-11-20T00:00:00-08:00 2015-29600 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29600.pdf https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29599.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Proposed New MSRB Rule A-18, on Mandatory Participation in Business Continuity and Disaster Recovery Testing 2015-11-20T00:00:00-08:00 2015-11-20T00:00:00-08:00 2015-29599 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29599.pdf https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29598.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2015-11-20T00:00:00-08:00 2015-11-20T00:00:00-08:00 2015-29598 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29598.pdf https://regulations.justia.com/regulations/fedreg/2015/11/20/2015-29597.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1014, “Obligations and Restrictions Applicable to Specialists and Registered Options Traders” 2015-11-20T00:00:00-08:00 2015-11-20T00:00:00-08:00 2015-29597 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-20/pdf/2015-29597.pdf