Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/11/16?limit=200&registers=between&mode=atom 2024-11-27T22:03:18-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-29288.html Notice - In the Matter of Riverdale Mining Inc., and Tresoro Mining Corp., Order of Suspension of Trading 2015-11-16T00:00:00-08:00 2015-11-16T00:00:00-08:00 2015-29288 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-29288.pdf https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-29287.html Notice - In the Matter of Tirex Corporation, Order of Suspension of Trading 2015-11-16T00:00:00-08:00 2015-11-16T00:00:00-08:00 2015-29287 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-29287.pdf https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28865.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List to Modify Certain Fees for Transactions that Remove Liquidity from the Exchange 2015-11-16T00:00:00-08:00 2015-11-16T00:00:00-08:00 2015-28865 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28865.pdf https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28864.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Principles-Based Approach To Prohibit the Misuse of Material Nonpublic Information by Lead Market Makers (“LMMs”) by Deleting Rule 6.83 2015-11-16T00:00:00-08:00 2015-11-16T00:00:00-08:00 2015-28864 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28864.pdf https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28863.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendments Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change to List and Trade Shares of the ProShares Managed Futures Strategy ETF of the ProShares Trust Under BATS Rule 14.11 on BATS Exchange, Inc. 2015-11-16T00:00:00-08:00 2015-11-16T00:00:00-08:00 2015-28863 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28863.pdf https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28862.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Rule 8.17 To Provide a Process for an Expedited Suspension Proceeding and Rule 12.15 To Prohibit Layering and Spoofing on BATS Exchange, Inc. 2015-11-16T00:00:00-08:00 2015-11-16T00:00:00-08:00 2015-28862 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28862.pdf https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28861.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Rule 521 2015-11-16T00:00:00-08:00 2015-11-16T00:00:00-08:00 2015-28861 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28861.pdf https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28860.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish an Examination Fee for the Securities Trader Qualification Examination (Series 57) 2015-11-16T00:00:00-08:00 2015-11-16T00:00:00-08:00 2015-28860 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28860.pdf https://regulations.justia.com/regulations/fedreg/2015/11/16/2015-28220.html Rule - Crowdfunding 2015-11-16T00:00:00-08:00 2015-11-16T00:00:00-08:00 2015-28220 Rule http://www.gpo.gov/fdsys/pkg/FR-2015-11-16/pdf/2015-28220.pdf