Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/11/13?limit=200&registers=between&mode=atom 2024-11-24T03:28:32-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28811.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 11.1, Hours of Trading, To Rescind Interpretations and Policies .01, “Cessation of Trading Operations on NSX;” Adopting Rule 11.25 Relating to Use of Market Data Feeds; Amending NSX Rule 11.13 Relating to the Order Delivery Mode of Order Interaction; Amending NSX Rule 11.11 To Remove Certain Order Types and Correct Technical Deficiencies in the Numbering of Certain Sections of the Rule; and Amending Rule 11.12, Cross Message and Making Conforming Amendments to NSX Rules 11.11(c) and 16.2 2015-11-13T00:00:00-08:00 2015-11-13T00:00:00-08:00 2015-28811 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28811.pdf https://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28810.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Chapter XV, Entitled “Options Pricing,” at Section 2 Governing Pricing for NASDAQ Members 2015-11-13T00:00:00-08:00 2015-11-13T00:00:00-08:00 2015-28810 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28810.pdf https://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28809.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 7640A (Data Products Offered by Nasdaq) 2015-11-13T00:00:00-08:00 2015-11-13T00:00:00-08:00 2015-28809 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28809.pdf https://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28808.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus 2015-11-13T00:00:00-08:00 2015-11-13T00:00:00-08:00 2015-28808 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28808.pdf https://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28807.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus 2015-11-13T00:00:00-08:00 2015-11-13T00:00:00-08:00 2015-28807 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28807.pdf https://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28806.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Proposed Amendments to Rule G-20, on Gifts, Gratuities and Non-Cash Compensation, and Rule G-8, on Books and Records To Be Made by Brokers, Dealers, Municipal Securities Dealers, and Municipal Advisors, and the Deletion of Prior Interpretive Guidance 2015-11-13T00:00:00-08:00 2015-11-13T00:00:00-08:00 2015-28806 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28806.pdf https://regulations.justia.com/regulations/fedreg/2015/11/13/2015-28795.html Notice - Order Granting Exemption From Compliance With the National Market System Plan To Implement a Tick Size Pilot Program 2015-11-13T00:00:00-08:00 2015-11-13T00:00:00-08:00 2015-28795 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-13/pdf/2015-28795.pdf