Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2015/11/02?limit=200&registers=between&mode=atom 2024-11-24T04:10:07-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27802.html Notice - Submission for OMB Review; Comment Request 2015-11-02T00:00:00-08:00 2015-11-02T00:00:00-08:00 2015-27802 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27802.pdf https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27801.html Notice - Submission for OMB Review; Comment Request 2015-11-02T00:00:00-08:00 2015-11-02T00:00:00-08:00 2015-27801 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27801.pdf https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27800.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Details Regarding the Requirement That Participants Participate in Annual Testing of Business Continuity and Disaster Recovery Plans 2015-11-02T00:00:00-08:00 2015-11-02T00:00:00-08:00 2015-27800 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27800.pdf https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27799.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of its Parent Company 2015-11-02T00:00:00-08:00 2015-11-02T00:00:00-08:00 2015-27799 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27799.pdf https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27798.html Notice - Self-Regulatory Organizations; C2 Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of Its Parent Company 2015-11-02T00:00:00-08:00 2015-11-02T00:00:00-08:00 2015-27798 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27798.pdf https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27797.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Additional Details Regarding the Requirement That Members Participate in Annual Testing of Business Continuity and Disaster Recovery Plans 2015-11-02T00:00:00-08:00 2015-11-02T00:00:00-08:00 2015-27797 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27797.pdf https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27796.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Deleting Rule 410B Governing Reporting Requirements for Off-Exchange Transactions 2015-11-02T00:00:00-08:00 2015-11-02T00:00:00-08:00 2015-27796 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27796.pdf https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27795.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Deleting Rule 410B Equities Governing Reporting Requirements for Off-Exchange Transactions 2015-11-02T00:00:00-08:00 2015-11-02T00:00:00-08:00 2015-27795 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27795.pdf https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27794.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Complex Orders, as Modified by Amendment No. 1 2015-11-02T00:00:00-08:00 2015-11-02T00:00:00-08:00 2015-27794 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27794.pdf https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27793.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Complex Orders, as Modified by Amendment No. 1 2015-11-02T00:00:00-08:00 2015-11-02T00:00:00-08:00 2015-27793 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27793.pdf https://regulations.justia.com/regulations/fedreg/2015/11/02/2015-27792.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Unify Procedures for the Handling of Resting Orders in a Security Subject to a Trading Halt, Pause or Suspension on the Exchange 2015-11-02T00:00:00-08:00 2015-11-02T00:00:00-08:00 2015-27792 Notice http://www.gpo.gov/fdsys/pkg/FR-2015-11-02/pdf/2015-27792.pdf